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我们研究了Spin(32)/ℤ2杂散字符串的6d N $$ \ mathcal {N} $$ =(1,0)非几何真空的一类,可以将其理解为a上属2的曲线的纤化。 复杂的一维基础。 6d N $$ \ mathcal {N} $$ =(1,0)理论存在于缺陷上,该缺陷是通过在椭圆形K3-上对偶化为F-理论来分析第二类纤维在基点处退化时出现的。 纤维非紧凑型卡拉比丘(Calabi-Yau)的三倍。 我们考虑了属两曲线的所有可能的退化,并系统地尝试解决对偶三倍的奇异性。 就像在E 8×E 8杂合字符串的类似非几何真空中一样,我们发现许多结果的双重三重性包含奇异性,这些奇异性不允许出现新的分辨率。 当奇点可以被及时解决时,我们确定新兴的有效理论,这些理论在其张量分支的通用点上变成了很小的字符串理论。 我们还观察到一种二元性形式,其中存在于不同缺陷上的理论是相同的。
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JHEP11(2017)064
Published for SISSA by Springer
Received: September 8, 2017
Accepted: November 2, 2017
Published: November 13, 2017
Non-geometric vacua of the Spin(32)/Z
2
heterotic
string and little string theories
Anamar´ıa Font
a,b
and Christoph Mayrhofer
c
a
Departamento de F´ısica, Centro de F´ısica Te´orica y Computacional,
Facultad de Ciencias, Universidad Central de Venezuela,
A.P. 20513, Caracas 1020-A, Venezuela
b
Max-Planck-Institut f¨ur Gravitationsphysik, Albert-Einstein-Institut,
Am M¨uhlenberg 1, D-14476 Golm, Germany
c
Sommerfeld Center for Theoretical Physics,
Theresienstraße 37, 80333 M¨unchen, Germany
E-mail: afont@fisica.ciens.ucv.ve, christoph.mayrhofer@lmu.de
Abstract: We study a class of 6d N = (1, 0) non-geometric vacua of the Spin(32)/Z
2
heterotic string which can be understood as fibrations of genus-two curves over a complex
one-dimensional base. The 6d N = (1, 0) theories living on the defects that arise when
the genus-two fiber degenerates at a point of the base are analyzed by dualizing to F-
theory on elliptic K3-fibered non-compact Calabi-Yau threefolds. We consider all possible
degenerations of genus-two curves and systematically attempt to resolve the singularities
of the dual threefolds. As in the analogous non-geometric vacua of the E
8
× E
8
heterotic
string, we find that many of the resulting dual threefolds contain singularities which do not
admit a crepant resolution. When the singularities can be resolved crepantly, we determine
the emerging effective theories which turn out to be little string theories at a generic point
on their tensor branch. We also observe a form of duality in which theories living on
distinct defects are the same.
Keywords: Conformal Field Models in String Theory, F-Theory, String Duality, Super-
strings and Heterotic Strings
ArXiv ePrint: 1708.05428
Open Access,
c
The Authors.
Article funded by SCOAP
3
.
https://doi.org/10.1007/JHEP11(2017)064
JHEP11(2017)064
Contents
1 Introduction 1
2 Non-geometric heterotic vacua and F-theory 4
2.1 Heterotic vacua in 8 and 6 dimensions 4
2.2 F-theory and vacua with varying moduli 5
3 Resolution of singularities: formalism and examples 9
3.1 Formalism 9
3.2 Geometric models: small instantons on ADE singularities 12
3.2.1 [II
∗
− I
n
] model and E
8
singularity 17
3.2.2 [IV
∗
− I
n
] model and E
6
singularity 18
3.2.3 [I
n
− I
∗
0
] model and D
4
singularity 19
3.3 Non-geometric models and dualities 20
4 The Spin(32)/Z
2
catalog of T-fects 22
4.1 Elliptic type 1 23
4.2 Elliptic type 2 24
4.3 Parabolic type 3 24
4.4 Parabolic type 4 26
4.5 Parabolic type 5 26
5 Final comments 27
A Other ADE singularities 29
A.1 [I
n−p−0
] model and A
p−1
singularities 30
A.2 [I
n
− I
∗
p
] model and D
p+4
singularities 30
A.3 [III
∗
− I
n
] model and E
7
singularity 31
1 Introduction
The construction and understanding of string compactifications beyond the supergravity
approximation are important open problems that deserve investigation. For one reason,
non-geometric string vacua exist and are in principle on the same footing as the more
widely explored geometric vacua that can be interpreted in terms of supergravity reduc-
tions on some internal spaces. Moreover, it is conceivable that they could have appealing
phenomenological features. In fact, in the article that originally contemplated the class of
non-geometric vacua that we will consider, one motivation was to search for compactifica-
tions with a reduced number of massless moduli in the low-energy theory [1].
In [1] the key idea was to build vacua as fibrations by letting the moduli of type II
strings compactified on T
2
vary over a base. A further essential ingredient was to allow for
– 1 –
JHEP11(2017)064
monodromies in the duality group when going around points on the base where the moduli
become singular. Since among these monodromies there are transformations that invert
the torus volume, the compactifications are intrinsically non-geometric. The scheme of
fibrations of T
2
moduli was later extended to heterotic strings where duality with F-theory
can be used to extract properties of the resulting non-geometric vacua [2]. Taking the base
to be complex one-dimensional leads to six-dimensional non-geometric heterotic vacua that
have received attention more recently [3–7].
In this paper, we will further examine six-dimensional N = (1, 0) non-geometric het-
erotic vacua described locally as T
2
fibrations over a base B parametrized by t ∈ C. As in
recent works, we focus on configurations in which the heterotic gauge background is chosen
to have SU(2) structure so that the gauge group is broken to E
7
×E
8
or Spin(28)×SU(2)/Z
2
,
depending on whether one starts with the E
8
× E
8
or the Spin(32)/Z
2
heterotic string. In
this situation the heterotic moduli comprise one complex Wilson line together with the
complex structure and the complexified K¨ahler modulus of T
2
. The T-duality group act-
ing on the space spanned by these three moduli is O(2, 3, Z) [8]. Restricting this group
to SO
+
(2, 3, Z), the subgroup of order four which can be identified with Sp(4, Z), gives
an isomorphism between the heterotic moduli space and the moduli space of genus-two
curves [3, 4]. Hence, the non-geometric heterotic vacua can be defined equivalently as
fibrations of a genus-two Riemann surface over the base B. In general, a non-trivial holo-
morphic fibration will degenerate at certain points on B and encircling them will induce an
Sp(4, Z) T-duality transformation on the moduli, thereby signalling the presence of defects,
dubbed T-fects in [9], such as NS5s or more exotic 5-branes. Now, the possible degenera-
tions of genus-two fibers over the t-plane have been classified by Ogg, and Namikawa and
Ueno [10, 11]. Our objective is to continue the study, initiated in [5], of the six-dimensional
theories living on the T-fects corresponding to degenerations in the Namikawa-Ueno list.
This program is carried out by dualizing the configuration to F-theory, where the T-fects
can be characterized geometrically.
The fundamental heterotic/F-theory duality relates the heterotic string compactified
on T
2
and F-theory compactified on an elliptically fibered K3 surface [12–14]. At the
moduli level, the explicit map when there are no Wilson lines, i.e. the gauge group on the
heterotic side is unbroken, was found in [2, 15]. In the case at hand, when there is one
Wilson line breaking the gauge group to E
7
× E
8
or Spin(28) × SU(2)/Z
2
, the map from
the heterotic moduli to the dual K3 moduli was established lately in [3, 4, 16, 17]. This
map can be expressed in terms of Siegel modular forms of the genus-two curve encoding
the heterotic moduli. Thus, in F-theory the non-geometric heterotic vacua described as
genus-two fibrations over a base correspond to specific K3 fibrations over the same base.
Moreover, to preserve supersymmetry the total space of the F-theory fibration must be a
Calabi-Yau — a threefold in the case that the base of the K3-fibration is complex one-
dimensional. Since in F-theory there is a well-defined geometric formalism to analyze
degenerations of the fiber along the base, the heterotic/F-theory duality enables us to infer
properties of the T-fects of non-geometric heterotic vacua.
The T-fects connected to the genus-two degenerations in the Namikawa-Ueno list [11]
were surveyed in [5] in the context of the E
8
× E
8
heterotic string. The purpose of the
– 2 –
JHEP11(2017)064
present work is to extend the analysis to the Spin(32)/Z
2
heterotic string. One motivation
is to check for the existence of dualities among defects observed in [5]. The ultimate
goal is to discover the main features of the theories living on the T-fects. The study of
such theories in the Spin(32)/Z
2
heterotic string actually started with the seminal treatise
of Witten [18] who showed that a heterotic 5-brane, or equivalently a small instanton,
supports a six-dimensional (1,0) supersymmetric gauge theory with group Sp(1) and 16
hypermultiplets in the fundamental representation. Already exploiting tools of F-theory,
the theories arising from Spin(32)/Z
2
small instantons sitting at ADE singularities in K3
were later analyzed in great detail in [19–21]. These generic theories were also derived from
the dual perspectives of type I D5-branes [22, 23], and type IIA configurations of D6, D8
and NS5-branes [24, 25]. In the Spin(32)/Z
2
heterotic string, F-theory methods were also
used early on in [26]. Various aspects of non-geometric vacua of the Spin(32)/Z
2
heterotic
string have been considered more recently in [2, 3, 6, 7].
In the following, we will present the results of a systematic study of Spin(32)/Z
2
heterotic T-fects associated to the genus-two degenerations in the Namikawa-Ueno clas-
sification [11]. As in the E
8
× E
8
case addressed in [5], we will apply the duality map
to every genus-two degeneration in the Namikawa-Ueno list in order to obtain the dual
F-theory background. Since this background turns out to have a elliptic fibration with
a non-minimal singularity, we will attempt to turn the singularity into a minimal one by
performing a series of blow-ups in the base of the fibration. When the resolution can be
accomplished we will determine the emerging smooth geometry. Introducing blow-ups is
equivalent to giving generic vevs to scalars in tensor multiplets of the 6d N = (1, 0) theory
on the defect, i.e. we move onto the tensor branch of the theory. Thus, knowing the smooth
geometry allows to deduce the gauge groups and matter content characterizing the IR limit,
valid in the tensor branch, of the theory living on the defect. Analogous techniques have
actually been employed in the recent classification of SCFTs [27–31] and little string theo-
ries (LSTs) [32]. Actually, the theories that we obtain fall into known configurations whose
UV completions are conjectured to be LSTs [32, 33]. The theories indeed have a mass scale
and enjoy T-duality upon circle compactification, both typical properties of LSTs [34].
Let us finally give an overview of the rest of the article. The six-dimensional non-
geometric heterotic vacua of interest are described in more detail in section 2. There
we recall the basics of heterotic compactifications on T
2
and review the formulation of
heterotic/F-theory duality in terms of a map between genus-two (sextic) curves and ellip-
tically fibered K3 surfaces. In addition, we explain how the map connects degenerations of
sextics over a complex one-dimensional base, classified by Namikawa and Ueno, with de-
generations of K3 fibered Calabi-Yau threefolds. In section 3 we first sketch the procedure
to resolve singularities and then apply the method to local heterotic degenerations which
have a geometric description in some duality frame. We also discuss truly non-geometric
singularities that exhibit a kind of duality with geometric defects. In section 4 we catalog
all possible local heterotic degenerations admitting F-theory duals that can be resolved into
smooth Calabi-Yau threefolds. We conclude with further observations about the results.
Appendix A contains the resolutions of several models corresponding to small instantons
on ADE singularities.
– 3 –
JHEP11(2017)064
2 Non-geometric heterotic vacua and F-theory
This section is devoted to outlining the construction of the six-dimensional non-geometric
heterotic vacua studied in this paper. We will first explain the structure of the vacua and
then discuss how to exploit F-theory/heterotic duality to analyze their properties.
2.1 Heterotic vacua in 8 and 6 dimensions
The starting point is the compactification of the heterotic string on a torus T
2
. The
emerging eight-dimensional theory contains moduli fields encoding the geometric and gauge
bundle data. The geometric moduli consist of the complexified K¨ahler modulus, ρ =
R
T
2
B + ω ∧ ¯ω, with B the Kalb-Ramond two-form and ω the holomorphic one-form of the
torus which follows from the metric on T
2
, and the complex structure modulus given by
τ =
R
b
ω/
R
a
ω, where a and b are the two generators of the non-trivial one-cycles of the
torus. Furthermore, from the gauge bundle data we have 16 complex Wilson line moduli
from the Cartan generators of the non-Abelian gauge group of the heterotic string, i.e.
β
I
=
R
a
A
I
+ i
R
b
A
I
, I = 1, . . . , 16. In the following, we restrict ourselves to background
gauge bundles which only have SU(2) structure, so it will break E
8
× E
8
down to E
8
× E
7
,
or Spin(32)/Z
2
to Spin(28) × SU(2)/Z
2
. With this choice there is only a single complex
modulus, called β in the following, whose real and imaginary parts are given by the Wilson
line of the SU(2) Cartan around the one-cycles of the T
2
as defined above. It is well known
that the three complex parameters ρ, τ and β live on the heterotic moduli space [8]
M
het
= O(2; R) × O(3; R)\O(2, 3; R)/O(2, 3; Z ) , (2.1)
where O(2; R) × O(3; R)\O(2, 3; R) is the local moduli space of the T
2
compactification and
O(2, 3; Z) the duality group which identifies physically equivalent theories.
Having the eight-dimensional moduli from the torus compactification we construct,
in the next step, six-dimensional vacua by letting the moduli fields vary along two real,
or one complex, dimension. Since we allow in this construction for identifications of the
moduli under the duality around paths of non-trivial homotopy, it is very cumbersome
to work directly with the moduli fields. To circumvent this difficulty we use, like in F-
theory, a geometric object which has (almost) the same moduli space as the fields we want
to describe. The variation of the fields becomes then a fibration of the object along the
complex one-dimensional base. In our case, the geometrification is done via a genus-two
curve such that we end up with a genus-two fibration.
Since the description of the heterotic moduli space in terms of genus-two curves will
be crucial in the following, we briefly review it. To every point of the moduli space char-
acterized by ρ, τ and β, there is an associated genus-two curve Σ whose period matrix Ω
belongs to H
2
defined by
H
2
=
(
Ω =
τ β
β ρ
!
det Im(Ω) > 0, Im(ρ) > 0
)
. (2.2)
The four independent one-cycles of Σ can be chosen to span a canonical homology basis,
a
i
and b
j
with i, j = 1, 2, such that intersection form is symplectic. The elements of
– 4 –
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