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摘 要
第五代移动通信技术(5G)采用了全新的频谱方案和灵活的帧结构设计,极大地丰
富了移动终端时频资源分配机制,以一套高灵活的空口设计应对不同业务场景对时延、
带宽的需求。在安全机制方面,5G 鉴权认证采用非对称密钥密码体制,有效地解决了
前代通信系统存在的用户身份信息泄漏的问题。灵活的空口设计和严格的鉴权认证机制
使得空口信号分析方案复杂度大大增加,难以满足实际应用的需求。
论文以 RRC 层的信令交互为切入点,提出 5G 独立组网下被动式的空口信号分析原
理方案。方案利用寻呼信道缺乏完整性保护的特性,通过对小区寻呼消息的分析获取临
时身份标识 TMSI;利用基于竞争的随机接入过程中信令以明文传输的特性,建立 TMSI
与 C-RNTI 的映射表;利用额外 BWPs 配置属于小区级配置的特点,为方案提供了完整
的 PDCCH 信道配置。通过建立 TMSI、C-RNTI 以及 PDCCH 监测时机的三元映射关系,
根据目标的 TMSI 可获取被分配的上行信号资源。后续工作可以利用上行信号分析设备
提取目标终端的上行参考信号,为测向、定位等工作提供支持。
由于被动式方案的特殊性,方案要求第三方无线电设备能够快速地完成下行同步以
保障研究任务的开展。根据 5G 同步信道与广播信道的新特性,论文从传统的 LTE 下行
同步算法出发,研究了 5G 下行同步算法。通过改进本地 PSS 序列、引入非相干积累提
升算法在低信噪比下的检测性能;利用联合粗频偏估计与残留频偏估计的新方案提升频
偏估计性能。在基于 Matlab 仿真软件建立的 5G 下行链路级仿真平台上,改进后的下行
同步算法在大频偏和低信噪比的 TDL-C 以及 AWGN 信道下都有着稳定的性能表现。
关键词
:空口信号分析,RRC,TMSI,下行同步
- II -
- III -
Abstract
The 5
th
generation mobile communication technology (5G) adopts a new spectrum
scheme and flexible frame structure design, which greatly enriche the time and frequency
resources allocation mechanism for mobile devices. Also a set of highly flexible air interface
design is used to meet the demand for delay and bandwidth in different service scenarios. In
terms of security mechanism, asymmetric key cipher system is adopted in 5G authentication
to effectively solve the problem of user identity information leakage as in previous
generations of communication system. This flexible air interface design and strict
authentication mechanism have increased the complexity of the air interface signal analysis
solution to meet the needs of practical applications.
Based on the signaling interaction at the RRC layer, this paper proposes a passive signal
analysis principle scheme in 5G NR under stand alone networking. The scheme takes
advantage of the lack of integrity protection of the paging channel to obtain the temporary
identification TMSI through the analysis of cell paging messages; the mapping table between
TMSI and C-RNTI is established by taking advantage of the explicit transmission of the
signaling in the random access process based on competition; the configuration of additional
BWPs is a cell-level configuration to provide a complete PDCCH channel configuration for
the scheme. By establishing a ternary mapping relationship of TMSI, C-RNTI, and PDCCH
monitoring timing, the assigned uplink signal resources can be obtained based on the target's
TMSI. Subsequent work can use the uplink signal analysis equipment to extract the uplink
reference signal of the target terminal, to provide support for the work of orientation,
positioning, etc.
Due to the particularity of the passive scheme, quick downlink synchronization by the
third party radio equipment is required to guarantee the research task. Based on the new
characteristics of 5G synchronous channel and broadcast channel, 5G downlink
synchronization algorithm is studied, starting from the traditional algorithm for LTE downlink
synchronization. To improve the detection performance of the algorithm at low
signal-to-noise ratio, the local PSS sequence is mended and non-coherent accumulation is
introduced. To improve the frequency bias estimation performance, a new scheme of joint
coarse frequency bias estimation and residual frequency bias estimation is adopted. On the
Matlab link level simulation platform for 5G downlink, the improved downlink
synchronization algorithm shows more stable performance in TDL-C and AWGN channels
with high frequency bias and low signal-to-noise ratio.
Key Words
: Air Interface Signal Analysis, RRC, TMSI, Downlink Synchronization
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目 录
摘 要 ..................................................................................................................................... I
Abstract .................................................................................................................................... III
目 录 ................................................................................................................................... V
插图目录 ................................................................................................................................. VII
表格目录 .................................................................................................................................. IX
通信缩略词 .............................................................................................................................. XI
第一章 绪论 ............................................................................................................................ 1
1.1 课题背景和研究意义 ............................................................................................... 1
1.2 国内外研究现状 ....................................................................................................... 2
1.3 研究内容和结构安排 ............................................................................................... 4
第二章 5G 物理层理论基础 .................................................................................................. 5
2.1 OFDM 系统原理 ...................................................................................................... 5
2.1.1 OFDM 方案基本原理 ................................................................................... 5
2.1.2 OFDM 方案的优缺点 ................................................................................... 8
2.1.3 定时偏差对 OFDM 系统的影响 .................................................................. 8
2.1.4 频率偏差对 OFDM 系统的影响 ................................................................ 10
2.2 5G 物理层帧结构 ................................................................................................... 11
2.3 5G 同步信号 ........................................................................................................... 14
2.3.1 PSS 序列 ...................................................................................................... 14
2.3.2 SSS 序列 ...................................................................................................... 15
2.3.3 同步信号块的时频结构 .............................................................................. 15
2.4 5G 下行控制信道 ................................................................................................... 19
2.5 5G 常见信令过程 ................................................................................................... 22
2.5.1 SA 组网下 RRC 连接建立过程 .................................................................. 22
2.5.2 寻呼过程 ...................................................................................................... 23
2.6 本章小结 .................................................................................................................. 24
第三章 5G 移动终端空口信号分析原理方案 .................................................................... 25
3.1 引言 ......................................................................................................................... 25
3.2 方案背景 ................................................................................................................. 25
3.3 被动式移动终端空口信号分析方案 ..................................................................... 27
3.4 目标终端 TMSI 捕获 ............................................................................................. 33
3.5 TMSI 与 C-RNTI 映射表建立 ............................................................................... 34
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