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在爱因斯坦-麦克斯韦-以太理论的框架内,我们研究了双折射效应,该现象可能在pp波对称动态以太中发生。 动态以太被认为是潜在的双折射准介质,当且仅当以太运动不均匀时(即以不消散的膨胀,剪切,涡旋或 加速。 根据描述电磁波与动态以太之间相互作用的动力光学方案,我们将用以太速度四矢量协变量的线性表示敏感性张量。 当pp波模式出现在动态以太波中时,我们就隐藏的磁化率参数处理了重力引起的简并度去除。 结果,具有正交极化的电磁波的相速度不一致,因此显示出双折射效应。 详细研究了两种电磁场配置:相对于以太pp波前的纵向和横向。 对于这两种情况,都找到了解决方案,这些解决方案揭示了在pp波以太模式作用下的电磁响应异常。
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Eur. Phys. J. C (2017) 77:699
DOI 10.1140/epjc/s10052-017-5299-2
Regular Article - Theoretical Physics
Birefringence induced by pp-wave modes in an
electromagnetically active dynamic aether
Timur Yu. Alpin
a
, Alexander B. Balakin
b
Department of General Relativity and Gravitation, Institute of Physics, Kazan Federal University, Kremlevskaya street 18, Kazan 420008, Russia
Received: 5 June 2017 / Accepted: 10 October 2017 / Published online: 23 October 2017
© The Author(s) 2017. This article is an open access publication
Abstract In the framework of the Einstein–Maxwell-
aether theory we study the birefringence effect, which
can occur in the pp-wave symmetric dynamic aether. The
dynamic aether is considered to be a latently birefringent
quasi-medium, which displays this hidden property if and
only if the aether motion is non-uniform, i.e., when the aether
flow is characterized by the non-vanishing expansion, shear,
vorticity or acceleration. In accordance with the dynamo-
optical scheme of description of the interaction between elec-
tromagnetic waves and the dynamic aether, we shall model
the susceptibility tensors by the terms linear in the covari-
ant derivative of the aether velocity four-vector. When the
pp-wave modes appear in the dynamic aether, we deal with
a gravitationally induced degeneracy removal with respect
to hidden susceptibility parameters. As a consequence, the
phase velocities of electromagnetic waves possessing orthog-
onal polarizations do not coincide, thus displaying the bire-
fringence effect. Two electromagnetic field configurations
are studied in detail: longitudinal and transversal with respect
to the aether pp-wave front. For both cases the solutions
are found, which reveal anomalies in the electromagnetic
response on the action of the pp-wave aether mode.
1 Introduction
The effect of birefringence is well documented in the elec-
trodynamics of continuous media [1–5]. This effect reveals
itself, in particular, when the electromagnetic waves possess-
ing two orthogonal polarizations are forced to move with dif-
ferent phase velocities, thus being converted to the so-called
ordinary and extraordinary waves. The medium behaves as
the birefringent one, when the electric and magnetic suscep-
tibility tensors of the medium are anisotropic, i.e., when these
tensors possess non-coinciding eigen-values (the medium is
a
e-mail: Timur.Alpin@kpfu.ru
b
e-mail: Alexander.Balakin@kpfu.ru
called bi-axial, if all three eigen-values are different, and
uni-axial, when only two of them coincide). The birefringent
property of the medium can be the intrinsic one (e.g., in the
spatially anisotropic crystals [6], in moving uni-axial media
[7]), or they can be induced by external influences (e.g., by an
external electric field [4,5], a magnetic field [8,9], stresses,
anisotropic heating, etc., [6]). When we deal with electro-
magnetic waves propagating under the influence of the grav-
itational field, various versions of the gravitation theory pre-
dict different results. For instance, the pre-metric axiomatic
theory guarantees (see, e.g., [10]) that there is no intrinsic
birefringence. Similarly, the minimal Einstein version of the
theory of gravity excludes birefringence. However, in the
framework of the modified theories of gravity the effect of
birefringence was predicted by many authors. For instance,
the nonminimal Einstein–Maxwell theory admits the bire-
fringence effect since the coupling of photons to the curva-
ture makes the nonminimal susceptibility tensor anisotropic
(see, e.g., [11–13]). Violation of the Lorentz invariance of
the model [14–18], a torsion nonminimally coupled to pho-
tons [19], interactions with strings [20], also can be the origin
of the birefringence effect. These predictions have attracted
the attention to the problem of cosmic birefringence and its
observations [21–25].
Our goal is to study the birefringence induced by the
dynamic aether. We assume that when the motion of the
aether is uniform, the aether is not birefringent, i.e., the effect
we search for is hidden. In other words, when the motion
of the aether is uniform, the test electromagnetic waves do
not display the dependence of the phase on the polariza-
tion; however, when the aether flow is characterized by non-
vanishing acceleration, shear, rotation or expansion, we deal
with the so-called degeneracy removal with respect to the
hidden parameters in analogy with effects described in [26].
The idea of a mathematical description of this degeneracy
removal was disclosed in Ref. [1]; there the corresponding
term dynamo-optical phenomena was introduced. In order
123
699 Page 2 of 14 Eur. Phys. J. C (2017) 77 :699
to describe this effect the authors of [1] have introduced
the terms with derivatives of the medium velocity into the
permittivity tensors, thus rendering these tensors spatially
anisotropic.
Our consideration is based on the Einstein-aether theory
[27–36] and its extension, the Einstein–Maxwell-aether the-
ory [37]. The macroscopic velocity four-vector U
i
appears
in the Einstein-aether and Einstein–Maxwell-aether theo-
ries as a dynamic time-like vector field normalized by unity
(g
ik
U
i
U
k
= 1). The covariant derivative ∇
i
U
k
enters the
basic Lagrangian of the Einstein-aether theory [27], and it
appears in the interaction terms in the Einstein–Maxwell-
aether theory [37]. In this sense, we can indicate our approach
as an extension of the idea of dynamo-optical interactions,
fulfilled in the framework of the Einstein-aether theory. The
Einstein-aether and the Einstein–Maxwell-aether theories
realize the idea of a preferred frame of reference [38–40]
associated with a world-line congruence for which the cor-
responding time-like velocity four-vector U
i
is the tangent
vector. In this sense they are characterized by a violation of
Lorentz invariance (see, e.g., [16]). There is also an alter-
native approach to introduce dynamo-optical interactions,
which is based on the analysis of the time-like unit eigen
four-vector of the stress-energy tensor of the cosmic substra-
tum (the vacuum, the aether, the dark fluid and so on) (see,
e.g., [41–43]). Such a velocity field appears algebraically
as an intrinsic vectorial quantity; the velocity field which we
consider now is related to the additional dynamic vector field.
In this paper we consider the birefringence effect, which
is dynamo-optically induced by the aether pp-wave modes.
What does this mean? First, we consider the pp-wave back-
ground formed by the gravitationally self-interacting aether
and fix the constraints on the Jacobson coupling parameters,
which guarantee that the so-called pp-wave modes can exist
in the dynamic aether. Second, we study the propagation of
test electromagnetic waves dynamo-optically coupled to the
pp-wave symmetric background. The modeling of the sus-
ceptibility tensors of such a potentially birefringent aether is
based on the introduction of two coupling constants; the phe-
nomenologically constructed susceptibility tensors describe
some effective bi-axial quasi-medium. Then we analyze the
master equations for the longitudinal and transversal electro-
magnetic field configurations, and we prove that this aether
behaves as a birefringent medium.
The paper is organized as follows. In Sect. 2 we consider
the basic elements of the Einstein–Maxwell-aether theory,
and we describe the background state possessing the pp-
wave symmetry and introduce a specific background state
indicated as pp-wave aether mode. In Sect. 3 we study solu-
tions for electromagnetic waves in the aether with excited
pp-wave modes. In Sect. 4 we discuss the magnitudes of
the birefringence effect and demonstrate that anomalies can
exist in the electromagnetic response on the action of the pp-
wave aether modes. Briefly our conclusions are presented in
Sect. 5.
2 The formalism
2.1 Action functional of the Einstein-aether theory
The Einstein-aether theory [27–34] uses the action functional
S
(0)
=
d
4
x
√
−g
1
2κ
[R + λ(g
mn
U
m
U
n
− 1)
+ K
abmn
(∇
a
U
m
)(∇
b
U
n
)], (1)
which describes the interaction between the gravitational
field and the unit vector field U
i
attributed to the velocity of
some hypothetic medium, the dynamic aether. In the func-
tional (1), the quantity g = det(g
ik
) is the determinant of
the metric; R is the Ricci scalar; κ is the Einstein constant.
The term λ
(
g
mn
U
m
U
n
−1
)
ensures that the U
i
is normalized
to one; the function λ is the Lagrange multiplier. The term
K
abmn
∇
a
U
m
∇
b
U
n
is quadratic in the covariant derivative
∇
a
U
m
of the vector field U
i
. The tensor K
abmn
is constructed
using the metric tensor g
ij
and the velocity four-vector U
k
only (see, e.g., [27]):
K
abmn
= C
1
g
ab
g
mn
+ C
2
g
am
g
bn
+C
3
g
an
g
bm
+ C
4
U
a
U
b
g
mn
. (2)
Here C
1
, C
2
, C
3
, and C
4
are phenomenologically intro-
duced coupling constants [27–29]. In order to interpret the
coupling constants C
1
, C
2
, C
3
, C
4
, one uses the standard
decomposition of the tensor ∇
i
U
k
into the sum
∇
i
U
k
= U
i
DU
k
+ σ
ik
+ ω
ik
+
1
3
ik
. (3)
The acceleration four-vector DU
i
, symmetric trace-free
shear tensor σ
ik
, anti-symmetric vorticity tensor ω
ik
, and the
expansion scalar are given by the formulas
DU
k
≡ U
m
∇
m
U
k
,
σ
ik
≡
1
2
m
i
n
k
(
∇
m
U
n
+∇
n
U
m
)
−
1
3
ik
,
ω
ik
≡
1
2
m
i
n
k
(∇
m
U
n
−∇
n
U
m
),
≡∇
m
U
m
,
i
k
= δ
i
k
−U
i
U
k
. (4)
In these terms the scalar
K ≡ K
abmn
(∇
a
U
m
)(∇
b
U
n
) (5)
in the action functional (1) can be rewritten as follows:
K = C
D
DU
k
DU
k
+ C
ω
ω
ik
ω
ik
+ C
σ
σ
ik
σ
ik
+
1
3
C
2
. (6)
123
Eur. Phys. J. C (2017) 77 :699 Page 3 of 14 699
Here we used the notations
C
D
= C
1
+ C
4
, C
ω
= C
1
− C
3
,
C
σ
= C
1
+ C
3
, C
= C
1
+ 3C
2
+ C
3
. (7)
As shown in [28], the Einstein-aether theory admits waves of
three types, which can be classified formally as scalar, vecto-
rial, and tensorial; respectively, one can speak of waves with
spin zero, spin one, and spin two. The parameters C
D
, C
ω
, C
σ
,
and C
are connected with velocities of the corresponding
waves, denoted as S
(0)
, S
(1)
, and S
(2)
. For weak waves on
the Minkowski background these velocities of the waves are
found to be (compare with [28])
S
2
(0)
=
(C
+ 2C
σ
)(2 −C
D
)
3C
D
(1 − C
σ
)(2 +C
)
, (8)
S
2
(1)
=
C
σ
+ C
ω
(1 − C
σ
)
2C
D
(1 − C
σ
)
, S
2
(2)
=
1
(1 − C
σ
)
. (9)
Our ansatz is that the tensorial mode propagates with the
velocity coinciding with the speed of light in vacuum, i.e.,
S
(2)
= 1; this quantity also coincides with the standard veloc-
ity of propagation of the weak gravitational waves on the
Minkowski background [44]. According to (9) this means
that C
σ
= 0. Also, we assume that the {g, U } model is
pure vectorial-tensorial, and the scalar modes cannot prop-
agate at all, S
(0)
= 0; then according to (8) we obtain
C
= 0. The velocity S
(1)
is free of restrictions; now we
obtain S
(1)
=
C
ω
2C
D
, and the coupling constants C
ω
and C
D
are assumed to be of the same signs. Below we will show
that these phenomenological motives lead to the same result
as the strict definition of the pp-wave aether modes.
2.2 Master equations describing the background state
2.2.1 Equations for the unit dynamic vector field
The aether dynamic equations are known to be found by
varying the action (1) with respect to the Lagrange multiplier
λ and to the unit vector field U
i
. The variation with respect
to λ gives the equation
g
mn
U
m
U
n
= 1, (10)
which is the normalization condition of the time-like vector
field U
k
. Variation of the functional (1) with respect to U
i
shows that U
i
itself satisfies the standard balance equation
∇
a
J
aj
= I
j
+ λ U
j
, (11)
where the auxiliary quantities J
aj
and I
j
are defined as
follows:
J
aj
≡ K
ab j n
(∇
b
U
n
), I
j
= C
4
(DU
m
)(∇
j
U
m
). (12)
The Lagrange multiplier λ can be obtained by convolution
of (11) with U
j
; it has the following form:
λ = U
m
[∇
a
J
am
− I
m
]. (13)
In more detail, using the constitutive tensor (2) and the sym-
bols
ik
≡∇
i
U
k
, ≡∇
k
U
k
, we obtain
J
am
= C
1
am
+ C
2
g
am
+ C
3
ma
+ C
4
U
a
DU
m
,
I
m
= C
4
(DU
n
)
mn
. (14)
2.2.2 Equations for the gravitational field
The variation of the action (1) with respect to the metric g
ik
yields the gravitational field equations:
R
ik
−
1
2
Rg
ik
= λU
i
U
k
+ T
(U)
ik
. (15)
The term T
(U)
ik
describes the stress-energy tensor associated
with the self-gravitation of the vector field U
i
:
T
(U)
ik
=
1
2
g
ik
J
am
∇
a
U
m
+∇
m
[U
(i
J
k)m
]−∇
m
[J
m(i
U
k)
]−∇
m
[J
(ik)
U
m
]
+C
1
[(∇
m
U
i
)(∇
m
U
k
) − (∇
i
U
m
∇
k
U
m
)]
+C
4
(U
a
∇
a
U
i
)(U
b
∇
b
U
k
). (16)
As usual, the symbol p
(i
q
k)
≡
1
2
( p
i
q
k
+ p
k
q
i
) denotes the
procedure of symmetrization. As will be shown below, the
trace of this tensor,
T
(U)
= 2[C
1
am
am
+ C
3
ma
am
]
+
(
C
1
+ C
4
− C
3
)
∇
m
DU
m
−
(
C
1
+ 4C
2
+ C
3
)
D
−
(
C
1
+ 2C
2
+ C
3
)
2
+ 3C
4
DU
k
DU
k
, (17)
has to be equal to zero for the model with the pp-wave sym-
metry.
2.3 Master equations reduced to the case with pp-wave
symmetry
2.3.1 Metric and Killing’s vectors
We consider space-times, which possess the G
5
group of
isometries [45], with five Killing vectors {ξ
i
(1)
,ξ
i
(2)
,ξ
i
(3)
,ξ
i
(4)
,
ξ
i
(5)
}, three of which, {ξ
i
(1)
,ξ
i
(2)
,ξ
i
(3)
}, form the Abelian sub-
group G
3
, and the first of them, ξ
i
(1)
, is the null covariantly
constant four-vector. Mathematically, this means that, first,
the Lie derivative of the metric is equal to zero, £
ξ
l
(a)
g
ik
= 0
(a = 1, 2, 3, 4, 5); second, g
ik
ξ
i
(1)
ξ
k
(1)
= 0, and third,
∇
k
ξ
i
(1)
= 0.
123
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