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这项研究使用模型依赖和模型独立方法评估大鼠肝脏中肝纤维化的等级。 使用四氯化碳(CCl4)诱导37只大鼠肝纤维化; 6只大鼠作为对照。 剪切波速度作为频率的函数,称为速度分散,是通过称为剪切波分散超声振动法(SDUV)的超声弹性成像方法在体外测量的。 对于依赖模型的方法,将速度色散数据拟合到Voigt模型以求解粘弹性模量。 对于与模型无关的方法,通过线性回归分析速度色散数据的模式,以提取斜率和截距特征。 通过两种方法获得的参数分别使用接收器工作特性(ROC)曲线分析进行评估。 结果表明,在区分F0–F1级和F2–F4级纤维化的所有参数中,ROC曲线下面积的截距值最大。 这一发现表明,模型非依赖性方法可以为肝纤维化分期提供模型替代方法的替代方法。
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Medical Engineering and Physics 39 (2017) 66–72
Contents lists available at ScienceDirect
Medical Engineering and Physics
journal homepage: www.elsevier.com/locate/medengphy
Model-dependent and model-independent approaches for evaluating
hepatic fibrosis in rat liver using shearwave dispersion ultrasound
vibrometry
Haoming Lin
a
, Xinyu Zhang
a , b , c
, Yuanyuan Shen
a , b , c , ∗
, Yi Zheng
d
, Yanrong Guo
a
, Ying Zhu
a
,
Xianfen Diao
a , b , c
, Tianfu Wang
a , b , c
, Siping Chen
a , b , c
, Xin Chen
a , b , c , ∗
a
School of Biomedical Engineering, Shenzhen University, Shenzhen, China
b
National-Regional Key Technology Engineering Laboratory for Medical Ultrasound, Shenzhen, China
c
Guangdong Key Laboratory for Biomedical Measurements and Ultrasound Imaging, Shenzhen, China
d
Department of Electrical and Computer Engineering, St. Cloud State University, St. Cloud, MN 56301, USA
a r t i c l e i n f o
Article history:
Received 18 December 2015
Revised 18 October 2016
Accepted 23 October 2016
Keywords:
Liver fibrosis
Shear wave velocity
Dispersion
Elastography
Model-dependent and model-independent
approaches
a b s t r a c t
This study assesses gradations of hepatic fibrosis in rat livers using both model-dependent and model-
independent approaches. Liver fibrosis was induced in 37 rats using carbon tetrachloride (CCl
4
); 6 rats
served as the controls. Shear wave velocity as a function of frequency, referred to as velocity dispersion,
was measured in vitro by an ultrasound elastography method called shearwave dispersion ultrasound vi-
brometry (SDUV). For the model-dependent approach, the velocity dispersion data were fit to the Voigt
model to solve the viscoelastic modulus. For the model-independent approach, the pattern of the ve-
locity dispersion data was analyzed by linear regression to extract the slope and intercept features. The
parameters obtained by both approaches were evaluated separately using a receiver operating character-
istic (ROC) curve analysis. The results show that, of all the parameters for differentiating between grade
F0–F1 and grade F2–F4 fibrosis, the intercept had the greatest value for the area under the ROC curve.
This finding suggests that the model-independent approach may provide an alternative method to the
model-dependent approach for staging liver fibrosis.
©2016 IPEM. Published by Elsevier Ltd. All rights reserved.
1. Introduction
Liver fibrosis results from chronic damage to the liver in
conjunction with excessive accumulation of extracellular matrix
protein. The main causes of liver fibrosis include many types of
chronic liver diseases, such as hepatitis virus infection and alco-
holic and non-alcoholic fatty liver disease [1] . The gold standard
for assessing the degree of fibrosis is biopsy. However, liver biopsy
is an invasive procedure with potential complications such as
bleeding and pain [2] . In addition, sampling errors may occur
because an extremely small portion of the liver is sampled and
liver fibrosis is heterogeneously distributed [3] . Therefore, reliable,
simple and non-invasive methods for assessing liver fibrosis are
needed [4,5] .
Recently, a number of ultrasound-based elastography tech-
niques, including strain elastography [6] , transient elastography
(TE) [7,8] , acoustic radiation force impulse (ARFI) imaging [9] ,
∗
Corresponding authors at: School of Biomedical Engineering, Shenzhen Univer-
sity, Shenzhen, China.
E-mail addresses: yyshen@szu.edu.cn (Y. Shen), chenxin@szu.edu.cn (X. Chen).
supersonic shear imaging (SSI) [10] , and shearwave dispersion
ultrasound vibrometry (SDUV) [11] , have been applied to non-
invasively measure the biomechanical properties of the liver for
evaluating fibrosis. These techniques usually apply an external
force or acoustic radiation force to induce a deformation or dis-
placement in the soft tissue and detect the dynamic response
of the soft tissue to these forces, which relates qualitatively or
quantitatively to the mechanical properties of the soft tissue.
Some recent review papers have summarized various current
commercially available elastographic techniques and discussed
their characteristics, limitations and suitability for specific clinical
applications [12–14] . Of these methods, TE and ARFI have been
widely used in clinical practice for the evaluation of liver fibrosis
and have been validated in large cohorts of patients with chronic
hepatitis B and C, and non-alcoholic fatty liver disease (NAFLD)
[15–22] . For the patients with viral hepatitis, the detection of
significant fibrosis (METAVIR score ≥ F2) is clinically important
because it indicates that patients should receive antiviral treat-
ment [23] . It is regarded that both TE and ARFI can provide
reliable measurements of liver stiffness for assessing significant
fibrosis and can help to reduce the use of liver biopsies [24] .
http://dx.doi.org/10.1016/j.medengphy.2016.10.007
1350-4533/© 2016 IPEM. Published by Elsevier Ltd. All rights reserved.

H. Lin et al. / Medical Engineering and Physics 39 (2017) 66–72 67
Table 1
Model-dependent and model-independent parameters at different fibrosis stages. Num-
bers in parentheses are normalized standard deviations (SD/mean).
Model/non-model Parameter Fibrosis stage
F0 F1 F2 F3 F4
Voigt μ (kPa) 0.81 1.42 1.91 2.35 3.53
(0.14) (0.13) (0.18) (0.17) (0.14)
η (Pa s) 1.07 1.22 1.61 1.6 4 1.61
(0.12) (0.25) (0.17) (0.11) (0.21)
Slope (mm) 3.60 3.00 3.26 3.19 2.23
(0.15) (0.26) (0.19) (0.20) (0.13)
Intercept (kPa) 0.51 1.02 1.48 1. 61 2.86
(0.24) (0.14) (0.21) (0.24) (0.15)
Table 2
The AUROC, sensitivity, and specificity values of elas-
ticity, viscosity, intercept and slope for staging signif-
icant fibrosis (METAVIR score ≥ F2).
Parameter AUROC Sensitivity Specificity
Elasticity 0.98 0.90 1.0 0
Viscosity 0.89 1.0 0 0.64
Intercept 0.99 0.90 1.00
Slope 0.42 0.10 0.93
Most of the ultrasound-based elastography techniques use the
group velocity of the shear wave to characterize the stiffness of
liver. The underlying assumption is that the liver is purely elastic
and the dispersion caused by viscosity is neglected. However,
many recent studies have observed that dispersion of the shear
wave occurs in the liver [25,26] , which indicates that a viscoelastic
description may be beneficial. Hence, a viscoelastic description of
the mechanical behavior is more nearly accurate and physically
correct than a purely elastic one. Furthermore, the viscosity as well
as the elasticity of the tissue can provide useful information about
the pathological state of the tissue [27] . Recently, some studies
have examined frequency-dependent shear wave velocity, referred
to as velocity dispersion then applied the dispersion to charac-
terize the tissue in a model-dependent or a model-independent
manner [28–32] . The model-dependent approach assumes that the
behavior of the tissue under investigation accords with a certain
physical model and fits the dispersive properties to the model to
solve the model parameters [33] . Most of the studies that adopted
this approach used the Voigt model to obtain the viscoelasticity
of liver. Alternatively, the model-independent approach directly
obtains features from the dispersive properties without any rhe-
ological model assumptions. Barry et al. used a linear function
to fit the dispersion curve of the shear velocity and obtained the
slope and intercept of the dispersion for assessing liver viscoelastic
properties [30] . They hypothesize that increasing amounts of fat in
the normal liver will increase the slope of shear wave dispersion,
while slightly reducing the speed of sound [30] . This hypothesis
was supported by some studies in phantoms and mouse livers
[30,31] . In a recent paper, Parker reviewed the empirical findings
across a number of studies and summarized the dispersion (or
slope) range in lean and steatotic livers [34] .
To date, the model-independent approach has only been used
for steatosis. Although Barry et al. suggested increasing collagen
content (more elastic) would increase the dispersion intercept
[30] , they did not confirm the model-independent approach in
liver fibrosis. Information about the change of the dispersion
pattern during fibrosis development is very limited. Our previous
study measured the in vitro viscoelasticity of rat liver with hepatic
fibrosis using shear waves induced by an acoustic radiation force
[35] . The curve of the velocity dispersion was fitted using the
Voigt model to derive the elasticity and viscosity. The objective
of the previous study was to evaluate the diagnostic performance
of viscoelasticity, as obtained by the model-dependent approach,
for staging liver fibrosis. However, we observed several limitations
of the model-dependent approach in that study and expected to
investigate the feasibility of model-independent approach in the
future study. This study is an extension of that previous work.
The goal of this current study was to estimate liver fibrosis using
both model-dependent and model-independent approaches and to
systematically compare the performances of both approaches from
a variety of perspectives.
2. Materials and methods
2.1. Animal model
Liver fibrosis was induced in male Sprague-Dawley (SD) rats
weighing 200 −220 g (Guangdong Medical Laboratory Animal
Center, Guangdong, China). Thirty seven rats were given carbon
tetrachloride (CCl
4
) for different numbers of days to induce dif-
ferent stages of liver fibrosis (F1–F4) and six healthy rats were
used as a control group (F0). 50% CCl
4
in olive oil was injected
subcutaneously twice per week. The dose was 0.6 mL/100 g rat
weight the first time and 0.3 mL/100 g the remaining times. Three,
five, eight and ten weeks after the first injection, some rats (14,
5, 9, and 9, respectively) were sacrificed and the left lateral lobes
of the rat livers were harvested for ultrasound measurements. The
other lobes of the rat livers were fixed in 10% buffered formalin
for histological assessment. The fibrosis stage was ultimately
determined by the histological result, not by the length of time
that the rats had been exposed to CCl
4
. All of the procedures were
approved by the Animal Care Committee guidelines of Shenzhen
University and the Guangdong Medical Laboratory Animal Center.
2.2. Histological assessment
The excised liver tissues were fixed in 10% formalin solution for
at least 24 h. After washing and dehydrating, they were embedded
in paraffin and sliced to a thickness of 7 μm. The paraffin slices
were stained with Masson’s trichrome by histopathology tech-
nicians. Two slices from each rat were used for the histological
assessment. The slices were analyzed using an Olympus BX41
microscope by pathologists who were blind to the results of the
ultrasound measurements. The stage of fibrosis was evaluated
according to the METAVIR scoring system [36] .
2.3. Ultrasound measurements
The rat liver samples were measured in vitro by a custom-
made ultrasound system, which can produce a radiation force
and track the shear wave propagation using the SDUV technique.
The excitation sequence for the radiation force consisted of 10
tone bursts, with each tone burst having a central frequency of
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