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Rational Unified Process
Best Practices for Software
Development Teams
Rational Software White Paper
TP026B, Rev 11/01
Table of Contents
WHAT IS THE RATIONAL UNIFIED PROCESS? ................................................................................ 1
EFFECTIVE DEPLOYMENT OF 6 BEST PRACTICES........................................................................ 1
PROCESS OVERVIEW .............................................................................................................................. 3
TWO DIMENSIONS........................................................................................................................................ 3
PHASES AND ITERATIONS - THE TIME DIMENSION...................................................................... 3
INCEPTION PHASE........................................................................................................................................ 4
ELABORATION PHASE.................................................................................................................................. 4
CONSTRUCTION PHASE ................................................................................................................................6
TRANSITION PHASE ..................................................................................................................................... 6
ITERATIONS ................................................................................................................................................. 7
STATIC STRUCTURE OF THE PROCESS............................................................................................. 7
ACTIVITIES, ARTIFACTS, AND WORKERS .................................................................................................... 8
WORKFLOWS ............................................................................................................................................... 9
CORE WORKFLOWS ............................................................................................................................. 10
BUSINESS MODELING ................................................................................................................................10
REQUIREMENTS ......................................................................................................................................... 11
ANALYSIS & DESIGN................................................................................................................................. 11
IMPLEMENTATION...................................................................................................................................... 12
TEST .......................................................................................................................................................... 12
DEPLOYMENT ............................................................................................................................................ 13
PROJECT MANAGEMENT............................................................................................................................ 13
CONFIGURATION & CHANGE MANAGEMENT............................................................................................. 13
ENVIRONMENT .......................................................................................................................................... 14
RATIONAL UNIFIED PROCESS - THE PRODUCT ........................................................................... 14
NAVIGATING THE KNOWLEDGE BASE........................................................................................................ 15
DEVELOPMENT KIT FOR PROCESS CUSTOMIZATION ..................................................................................15
INTEGRATION WITH TOOLS............................................................................................................... 16
A BRIEF HISTORY OF THE RATIONAL UNIFIED PROCESS........................................................ 16
REFERENCES.............................................................................................................................................. 18
Abstract
This paper presents an overview of the Rational Unified Process the Rational Unified Process is a
software engineering process, delivered through a web-enabled, searchable knowledge base. The process
enhances team productivity and delivers software best practices via guidelines, templates and tool mentors
for all critical software lifecycle activities. The knowledge base allows development teams to gain the full
benefits of the industry-standard Unified Modeling Language (UML).
Rational Unified Process: Best Practices for Software development Teams
1
What is the Rational Unified Process?
The Rational Unified Process® is a Software Engineering Process. It provides a disciplined approach to assigning
tasks and responsibilities within a development organization. Its goal is to ensure the production of high-quality
software that meets the needs of its end-users, within a predictable schedule and budget.
[11, 13]
The Rational Unified Process is a process product, developed and maintained by Rational® Software. The
development team for the Rational Unified Process are working closely with customers, partners, Rational's product
groups as well as Rational's consultant organization, to ensure that the process is continuously updated and
improved upon to reflect recent experiences and evolving and proven best practices.
The Rational Unified Process enhances team productivity, by providing every team member with easy access to a
knowledge base with guidelines, templates and tool mentors for all critical development activities. By having all
team members accessing the same knowledge base, no matter if you work with requirements, design, test, project
management, or configuration management, we ensure that all team members share a common language, process
and view of how to develop software.
The Rational Unified Process activities create and maintain models. Rather than focusing on the production
of large amount of paper documents, the Unified Process emphasizes the development and maintenance of
models—semantically rich representations of the software system under development. [3, 7, 8]
The Rational Unified Process is a guide for how to effectively use the Unified Modeling Language
(UML). The UML is an industry-standard language that allows us to clearly communicate requirements,
architectures and designs. The UML was originally created by Rational Software, and is now maintained by the
standards organization Object Management Group (OMG). [4]
The Rational Unified Process is supported by tools, which automate large parts of the process. They are used to
create and maintain the various artifacts—models in particular—of the software engineering process: visual
modeling, programming, testing, etc. They are invaluable in supporting all the bookkeeping associated with the
change management as well as the configuration management that accompanies each iteration.
The Rational Unified Process is a configurable process. No single process is suitable for all software development.
The Unified Process fits small development teams as well as large development organizations. The Unified Process
is founded on a simple and clear process architecture that provides commonality across a family of processes. Yet, it
can be varied to accommodate different situations. It contains a Development Kit, providing support for configuring
the process to suit the needs of a given organization.
The Rational Unified Process captures many of the best practices in modern software development in a form that is
suitable for a wide range of projects and organizations. Deploying these best practices using the Rational Unified
Process as your guide offers development teams a number of key advantages. In next section, we describe the six
fundamental best practices of the Rational Unified Process.
Effective Deployment of 6 Best Practices
The Rational Unified Process describes how to effectively deploy commercially proven approaches to software
development for software development teams. These are called “best practices” not so much because you can
precisely quantify their value, but rather, because they are observed to be commonly used in industry by successful
organizations. The Rational Unified Process provides each team member with the guidelines, templates and tool
mentors necessary for the entire team to take full advantage of among others the following best practices:
1. Develop software iteratively
2. Manage requirements
3. Use component-based architectures
Rational Unified Process: Best Practices for Software development Teams
2
4. Visually model software
5. Verify software quality
6. Control changes to software
Develop Software Iteratively Given today’s sophisticated software systems, it is not possible to sequentially
first define the entire problem, design the entire solution, build the software and then test the product at the end. An
iterative approach is required that allows an increasing understanding of the problem through successive
refinements, and to incrementally grow an effective solution over multiple iterations. The Rational Unified Process
supports an iterative approach to development that addresses the highest risk items at every stage in the lifecycle,
significantly reducing a project’s risk profile. This iterative approach helps you attack risk through demonstrable
progress frequent, executable releases that enable continuous end user involvement and feedback. Because each
iteration ends with an executable release, the development team stays focused on producing results, and frequent
status checks help ensure that the project stays on schedule. An iterative approach also makes it easier to
accommodate tactical changes in requirements, features or schedule. [1, 2, 10]
Manage Requirements The Rational Unified Process describes how to elicit, organize, and document required
functionality and constraints; track and document tradeoffs and decisions; and easily capture and communicate
business requirements. The notions of use case and scenarios proscribed in the process has proven to be an excellent
way to capture functional requirements and to ensure that these drive the design, implementation and testing of
software, making it more likely that the final system fulfills the end user needs. They provide coherent and traceable
threads through both the development and the delivered system. [7]
Use Component-based Architectures The process focuses on early development and baselining of a robust
executable architecture, prior to committing resources for full-scale development. It describes how to design a
resilient architecture that is flexible, accommodates change, is intuitively understandable, and promotes more
effective software reuse. The Rational Unified Process supports component-based software development.
Components are non-trivial modules, subsystems that fulfill a clear function. The Rational Unified Process provides
a systematic approach to defining an architecture using new and existing components. These are assembled in a
well-defined architecture, either ad hoc, or in a component infrastructure such as the Internet, CORBA, and COM,
for which an industry of reusable components is emerging. [5]
Visually Model Software The process shows you how to visually model software to capture the structure and
behavior of architectures and components. This allows you to hide the details and write code using “graphical
building blocks.” Visual abstractions help you communicate different aspects of your software; see how the
elements of the system fit together; make sure that the building blocks are consistent with your code; maintain
consistency between a design and its implementation; and promote unambiguous communication. The industry-
standard Unified Modeling Language (UML), created by Rational Software, is the foundation for successful visual
modeling. [4, 12]
Verify Software Quality Poor application performance and poor reliability are common factors which
dramatically inhibit the acceptability of today’s software applications. Hence, quality should be reviewed with
respect to the requirements based on reliability, functionality, application performance and system performance. The
Rational Unified Process assists you in the planning, design, implementation, execution, and evaluation of these test
types. Quality assessment is built into the process, in all activities, involving all participants, using objective
measurements and criteria, and not treated as an afterthought or a separate activity performed by a separate group.
Control Changes to Software The ability to manage change is making certain that each change is acceptable,
and being able to track changes is essential in an environment in which change is inevitable. The process describes
how to control, track and monitor changes to enable successful iterative development. It also guides you in how to
establish secure workspaces for each developer by providing isolation from changes made in other workspaces and
by controlling changes of all software artifacts (e.g., models, code, documents, etc.). And it brings a team together to
work as a single unit by describing how to automate integration and build management.
Rational Unified Process: Best Practices for Software development Teams
3
Process Overview
Two Dimensions
The process can be described in two dimensions, or along two axis:
• the horizontal axis represents time and shows the dynamic aspect of the process as it is enacted, and it is
expressed in terms of cycles, phases, iterations, and milestones.
• the vertical axis represents the static aspect of the process: how it is described in terms of activities,
artifacts, workers and workflows.
The Iterative Model graph shows how the process is structured along two dimensions
Phases and Iterations - The Time Dimension
This is the dynamic organization of the process along time.
The software lifecycle is broken into cycles, each cycle working on a new generation of the product. The
Rational Unified Process divides one development cycle in four consecutive phases [10]
• Inception phase
• Elaboration phase
• Construction phase
• Transition phase
Each phase is concluded with a well-defined milestone—a point in time at which certain critical decisions must be
made, and therefore key goals must have been achieved [2].
The phases and major milestones in the process.
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