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3GPP TS 38.214 V17.1.0 (2022-03)
Technical Specification
3rd Generation Partnership Project;
Technical Specification Group Radio Access Network;
NR;
Physical layer procedures for data
(Release 17)
The present document has been developed within the 3rd Generation Partnership Project (3GPP
TM
) and may be further elaborated for the purposes of 3GPP..
The present document has not been subject to any approval process by the 3GPP
Organizational Partners and shall not be implemented.
This Specification is provided for future development work within 3GPP
only. The Organizational Partners accept no liability for any use of this Specification.
Specifications and Reports for implementation of the 3GPP
TM
system should be obtained via the 3GPP Organizational Partners' Publications Offices.
3GPP
3GPP TS 38.214 V17.1.0 (2022-03)
2
Release 17
Keywords
3GPP, New Radio, Layer 1
3GPP
Postal address
3GPP support office address
650 Route des Lucioles - Sophia Antipolis
Valbonne - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Internet
http://www.3gpp.org
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.
© 2022, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TSDSI, TTA, TTC).
All rights reserved.
UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
LTE™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
GSM® and the GSM logo are registered and owned by the GSM Association
3GPP
3GPP TS 38.214 V17.1.0 (2022-03)
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Release 17
Contents
Foreword .............................................................................................................................................................6
1 Scope.........................................................................................................................................................7
2 References.................................................................................................................................................7
3 Definitions, symbols and abbreviations....................................................................................................8
3.1 Definitions ...........................................................................................................................................................8
3.2 Symbols ...............................................................................................................................................................8
3.3 Abbreviations.......................................................................................................................................................8
4 Power control............................................................................................................................................9
4.1 Power allocation for downlink ............................................................................................................................9
5 Physical downlink shared channel related procedures ...........................................................................10
5.1 UE procedure for receiving the physical downlink shared channel ..................................................................10
5.1.1 Transmission schemes .................................................................................................................................14
5.1.1.1 Transmission scheme 1 ..........................................................................................................................14
5.1.2 Resource allocation......................................................................................................................................14
5.1.2.1 Resource allocation in time domain .......................................................................................................14
5.1.2.1.1 Determination of the resource allocation table to be used for PDSCH ............................................18
5.1.2.2 Resource allocation in frequency domain ..............................................................................................22
5.1.2.2.1 Downlink resource allocation type 0 ................................................................................................23
5.1.2.2.2 Downlink resource allocation type 1 ................................................................................................23
5.1.2.2.3 Downlink resource allocation type 1 for multicast/broadcast ..........................................................25
5.1.2.3 Physical resource block (PRB) bundling ...............................................................................................25
5.1.3 Modulation order, target code rate, redundancy version and transport block size determination ...............27
5.1.3.1 Modulation order and target code rate determination ............................................................................29
5.1.3.2 Transport block size determination ........................................................................................................34
5.1.4 PDSCH resource mapping ...........................................................................................................................37
5.1.4.1 PDSCH resource mapping with RB symbol level granularity...............................................................38
5.1.4.2 PDSCH resource mapping with RE level granularity............................................................................39
5.1.5 Antenna ports quasi co-location...................................................................................................................41
5.1.6 UE procedure for receiving reference signals..............................................................................................47
5.1.6.1 CSI-RS reception procedure...................................................................................................................47
5.1.6.1.1 CSI-RS for tracking ..........................................................................................................................48
5.1.6.1.1.1 Aperiodic CSI-RS for fast SCell activation......................................................................................50
5.1.6.1.2 CSI-RS for L1-RSRP and L1-SINR computation............................................................................50
5.1.6.1.3 CSI-RS for mobility..........................................................................................................................51
5.1.6.2 DM-RS reception procedure ..................................................................................................................52
5.1.6.3 PT-RS reception procedure ....................................................................................................................54
5.1.6.4 SRS reception procedure for CLI...........................................................................................................56
5.1.6.5 PRS reception procedure........................................................................................................................56
5.1.7 Code block group based PDSCH transmission............................................................................................62
5.1.7.1 UE procedure for grouping of code blocks to code block groups..........................................................62
5.1.7.2 UE procedure for receiving code block group based transmissions ......................................................62
5.2 UE procedure for reporting channel state information (CSI) ............................................................................63
5.2.1 Channel state information framework..........................................................................................................63
5.2.1.1 Reporting settings...................................................................................................................................63
5.2.1.2 Resource settings....................................................................................................................................63
5.2.1.3 (void) ......................................................................................................................................................64
5.2.1.4 Reporting configurations........................................................................................................................64
5.2.1.4.1 Resource Setting configuration ........................................................................................................67
5.2.1.4.2 Report Quantity Configurations .......................................................................................................68
5.2.1.4.3 L1-RSRP Reporting..........................................................................................................................72
5.2.1.4.4 L1-SINR Reporting ..........................................................................................................................73
5.2.1.5 Triggering/activation of CSI Reports and CSI-RS.................................................................................74
5.2.1.5.1 Aperiodic CSI Reporting/Aperiodic CSI-RS when the triggering PDCCH and the CSI-RS
have the same numerology ...............................................................................................................74
3GPP
3GPP TS 38.214 V17.1.0 (2022-03)
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Release 17
5.2.1.5.1a Aperiodic CSI Reporting/Aperiodic CSI-RS when the triggering PDCCH and the CSI-RS
have different numerologies .............................................................................................................77
5.2.1.5.2 Semi-persistent CSI/Semi-persistent CSI-RS...................................................................................80
5.2.1.5.3 Aperiodic CSI-RS for tracking for fast SCell activation..................................................................81
5.2.1.6 CSI processing criteria ...........................................................................................................................81
5.2.2 Channel state information ............................................................................................................................83
5.2.2.1 Channel quality indicator (CQI).............................................................................................................83
5.2.2.1.1 (void) ................................................................................................................................................86
5.2.2.2 Precoding matrix indicator (PMI) ..........................................................................................................86
5.2.2.2.1 Type I Single-Panel Codebook.........................................................................................................86
5.2.2.2.2 Type I Multi-Panel Codebook ..........................................................................................................92
5.2.2.2.3 Type II Codebook.............................................................................................................................96
5.2.2.2.4 Type II Port Selection Codebook ...................................................................................................103
5.2.2.2.5 Enhanced Type II Codebook ..........................................................................................................105
5.2.2.2.6 Enhanced Type II Port Selection Codebook...................................................................................112
5.2.2.2.7 Further enhanced Type II port selection codebook ........................................................................114
5.2.2.3 Reference signal (CSI-RS) ...................................................................................................................118
5.2.2.3.1 NZP CSI-RS ...................................................................................................................................118
5.2.2.4 Channel State Information – Interference Measurement (CSI-IM) .....................................................120
5.2.2.5 CSI reference resource definition.........................................................................................................120
5.2.3 CSI reporting using PUSCH ......................................................................................................................123
5.2.4 CSI reporting using PUCCH......................................................................................................................126
5.2.5 Priority rules for CSI reports......................................................................................................................127
5.3 UE PDSCH processing procedure time...........................................................................................................128
5.3.1 Application delay of the minimum scheduling offset restriction...............................................................130
5.4 UE CSI computation time................................................................................................................................131
5.5 UE PDSCH reception preparation time with cross carrier scheduling with different subcarrier spacings
for PDCCH and PDSCH..................................................................................................................................132
6 Physical uplink shared channel related procedure................................................................................133
6.1 UE procedure for transmitting the physical uplink shared channel.................................................................133
6.1.1 Transmission schemes ...............................................................................................................................135
6.1.1.1 Codebook based UL transmission........................................................................................................135
6.1.1.2 Non-Codebook based UL transmission................................................................................................137
6.1.2 Resource allocation....................................................................................................................................138
6.1.2.1 Resource allocation in time domain .....................................................................................................138
6.1.2.1.1 Determination of the resource allocation table to be used for PUSCH ..........................................148
6.1.2.2 Resource allocation in frequency domain ............................................................................................151
6.1.2.2.1 Uplink resource allocation type 0...................................................................................................151
6.1.2.2.2 Uplink resource allocation type 1...................................................................................................152
6.1.2.2.3 Uplink resource allocation type 2...................................................................................................153
6.1.2.3 Resource allocation for uplink transmission with configured grant.....................................................154
6.1.2.3.1 Transport Block repetition for uplink transmissions of PUSCH repetition Type A with a
configured grant..............................................................................................................................157
6.1.2.3.2 Transport Block repetition for uplink transmissions of PUSCH repetition Type B with a
configured grant..............................................................................................................................158
6.1.2.3.3 Transport Block repetition for uplink transmissions of TB processing over multiple slots with
a configured grant...........................................................................................................................159
6.1.3 UE procedure for applying transform precoding on PUSCH ....................................................................159
6.1.4 Modulation order, redundancy version and transport block size determination........................................160
6.1.4.1 Modulation order and target code rate determination ..........................................................................161
6.1.4.2 Transport block size determination ......................................................................................................167
6.1.5 Code block group based PUSCH transmission..........................................................................................168
6.1.5.1 UE procedure for grouping of code blocks to code block groups........................................................168
6.1.5.2 UE procedure for transmitting code block group based transmissions................................................169
6.1.6 Uplink switching........................................................................................................................................169
6.1.6.1 Uplink switching for EN-DC ...............................................................................................................169
6.1.6.2 Uplink switching for carrier aggregation .............................................................................................170
6.1.6.2.1 void .................................................................................................................................................171
6.1.6.3 Uplink switching for supplementary uplink.........................................................................................171
6.1.7 UE procedure for determining time domain windows for bundling DM-RS ............................................171
6.2 UE reference signal (RS) procedure................................................................................................................174
3GPP
3GPP TS 38.214 V17.1.0 (2022-03)
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Release 17
6.2.1 UE sounding procedure..............................................................................................................................174
6.2.1.1 UE SRS frequency hopping procedure ................................................................................................181
6.2.1.2 UE sounding procedure for DL CSI acquisition ..................................................................................181
6.2.1.3 UE sounding procedure between component carriers..........................................................................186
6.2.1.4 UE sounding procedure for positioning purposes ................................................................................187
6.2.2 UE DM-RS transmission procedure ..........................................................................................................188
6.2.3 UE PT-RS transmission procedure ............................................................................................................190
6.2.3.1 UE PT-RS transmission procedure when transform precoding is not enabled ....................................190
6.2.3.2 UE PT-RS transmission procedure when transform precoding is enabled ..........................................192
6.3 UE PUSCH frequency hopping procedure......................................................................................................193
6.3.1 Frequency hopping for PUSCH repetition Type A and for TB processing over multiple slots ................193
6.3.2 Frequency hopping for PUSCH repetition Type B....................................................................................195
6.4 UE PUSCH preparation procedure time..........................................................................................................196
7 UE procedures for transmitting and receiving on a carrier with intra-cell guard bands.......................197
8 Physical sidelink shared channel related procedures............................................................................197
8.1 UE procedure for transmitting the physical sidelink shared channel ..............................................................198
8.1.1 Transmission schemes ...............................................................................................................................200
8.1.2 Resource allocation....................................................................................................................................200
8.1.2.1 Resource allocation in time domain .....................................................................................................200
8.1.2.2 Resource allocation in frequency domain ............................................................................................201
8.1.3 Modulation order, target code rate, redundancy version and transport block size determination .............201
8.1.3.1 Modulation order and target code rate determination ..........................................................................201
8.1.3.2 Transport block size determination ......................................................................................................202
8.1.4 UE procedure for determining the subset of resources to be reported to higher layers in PSSCH
resource selection in sidelink resource allocation mode 2.........................................................................203
8.1.4A UE procedure for determining a set of preferred or non-preferred resources for another UE's
transmission ...............................................................................................................................................208
8.1.4B UE procedure for determining a resource conflict.....................................................................................209
8.1.4C UE procedure for using a received non-preferred resource set..................................................................209
8.1.5 UE procedure for determining slots and resource blocks for PSSCH transmission associated with an
SCI format 1-A ..........................................................................................................................................209
8.1.5A UE procedure for determining slots and resource blocks indicated by a preferred or non-preferred
resource set.................................................................................................................................................210
8.1.6 Sidelink congestion control in sidelink resource allocation mode 2..........................................................211
8.1.7 UE procedure for determining the number of logical slots for a reservation period .................................212
8.2 UE procedure for transmitting sidelink reference signals ...............................................................................212
8.2.1 CSI-RS transmission procedure.................................................................................................................212
8.2.2 PSSCH DM-RS transmission procedure ...................................................................................................212
8.2.3 PT-RS transmission procedure ..................................................................................................................212
8.3 UE procedure for receiving the physical sidelink shared channel...................................................................213
8.4 UE procedure for receiving reference signals .................................................................................................213
8.4.1 CSI-RS reception procedure ......................................................................................................................213
8.4.2 DM-RS reception procedure for RSRP computation.................................................................................213
8.4.3 PT-RS reception procedure........................................................................................................................213
8.5 UE procedure for reporting channel state information (CSI) ..........................................................................213
8.5.1 Channel state information framework........................................................................................................213
8.5.1.1 Reporting configurations......................................................................................................................213
8.5.1.2 Triggering of sidelink CSI reports .......................................................................................................214
8.5.2 Channel state information ..........................................................................................................................214
8.5.2.1 CSI reporting quantities .......................................................................................................................214
8.5.2.1.1 Channel quality indicator (CQI) .....................................................................................................214
8.5.2.2 Reference signal (CSI-RS) ...................................................................................................................214
8.5.2.3 CSI reference resource definition.........................................................................................................215
8.5.3 CSI reporting..............................................................................................................................................215
8.6 UE PSSCH preparation procedure time ..........................................................................................................215
9 UE procedures for transmitting and receiving for RTT-based propagation delay compensation ........216
9.1 PRS reception procedure for RTT-based propagation delay compensation....................................................216
Annex <A> (informative): Change history .................................................................................................219
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