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Physics Letters B 771 (2017) 281–287
Contents lists available at ScienceDirect
Physics Letters B
www.elsevier.com/locate/physletb
On the gauge invariance of the decay rate of false vacuum
Motoi Endo
a,b,c
, Takeo Moroi
d,c,∗
, Mihoko M. Nojiri
a,b,c
, Yutaro Shoji
e
a
KEK Theory Center, IPNS, KEK, Tsukuba, Ibaraki 305-0801, Japan
b
The Graduate University of Advanced Studies (Sokendai), Tsukuba, Ibaraki 305-0801, Japan
c
Kavli IPMU (WPI), University of Tokyo, Kashiwa, Chiba 277-8583, Japan
d
Department of Physics, University of Tokyo, Tokyo 113-0033, Japan
e
Institute for Cosmic Ray Research, The University of Tokyo, Kashiwa 277-8582, Japan
a r t i c l e i n f o a b s t r a c t
Article history:
Received
3 April 2017
Received
in revised form 9 May 2017
Accepted
15 May 2017
Available
online 25 May 2017
Editor:
J. Hisano
We study the gauge invariance of the decay rate of the false vacuum for the model in which the scalar
field responsible for the false vacuum decay has gauge quantum number. In order to calculate the decay
rate, one should integrate out the field fluctuations around the classical path connecting the false and
true vacua (i.e., so-called bounce). Concentrating on the case where the gauge symmetry is broken in
the false vacuum, we show a systematic way to perform such an integration and present a manifestly
gauge-invariant formula of the decay rate of the false vacuum.
© 2017 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/). Funded by SCOAP
3
.
There have been continuous interest in the theoretically correct
calculation of the decay rate of the false vacuum. One of the recent
motivations has been provided by the discovery of the Higgs bo-
son
at the LHC [1] and the precision measurement of the top quark
mass at the LHC and Tevatron [2]; in the standard model, we are
facing the possibility to live in a metastable electroweak vacuum
with lifetime much longer than the age of the universe [3–9]. Fur-
thermore,
the false and true vacua may show up in various models
of physics beyond the standard model. One important example is
supersymmetric standard model in which the electroweak symme-
try
breaking vacuum may become unstable with the existence of
the color or charge breaking vacuum at which colored or charged
sfermion fields acquire vacuum expectation values; the condition
that the electroweak vacuum has sufficiently large lifetime con-
strains
the parameters in supersymmetric models [10–19]. Thus,
detailed understanding of the decay of the false vacuum is impor-
tant
in particle physics and cosmology.
In
[20–22], the calculation of the decay rate of the false vacuum
was formulated with the so-called bounce configuration which is
a solution of the 4-dimensional (4D) Euclidean equation of mo-
tion
connecting false vacuum and true vacuum (more rigorously,
the other side of the potential wall). The decay rate of the false
vacuum per unit volume is given in the following form:
γ = Ae
−B
, (1)
*
Corresponding author.
E-mail
address: moroi@phys.s.u-tokyo.ac.jp (T. Moroi).
where B is the bounce action, while the prefactor A is obtained by
integrating out field fluctuations around the bounce configuration
as well as those around the false vacuum.
In
gauge theories, if a scalar field with gauge quantum num-
ber
acquires non-vanishing amplitude at the true or false vacuum,
the gauge, Higgs and the ghost sectors contribute to A. The decay
rate should be calculated with the gauge-fixed Lagrangian which
contains the gauge parameter ξ . In the present study, we con-
centrate
on the gauge dependence (i.e., the ξ-dependence) of the
decay rate of the false vacuum. Formally, the ξ-dependence of A
should cancel out exactly. This is due to the fact that the decay
rate is derived from the effective action of the bounce configu-
ration,
and also that the effective action for any solution of the
equation of motion is assured to be gauge invariant [23,24]. In
the actual calculation, however, the gauge independence is not
manifest because the ξ -dependence should cancel out among the
contributions of gauge field, Nambu–Goldstone (NG) boson, and
Faddeev–Popov (FP) ghosts.
1
In particular, the gauge boson and the
NG mode, whose fluctuation operator is ξ -dependent, mix with
each other around the bounce configuration. This makes the study
of the decay rate complicated. Furthermore, it is difficult to check
1
The gauge invariance of the effective potential of the model we consider was
discussed in [25]; however, the scalar configuration was assumed to be space–time
independent, and hence the result is not applicable to the present case. The gauge
independence of the sphaleron transition rate was studied in [26] using functional
determinant method which is also adopted in our analysis.
http://dx.doi.org/10.1016/j.physletb.2017.05.057
0370-2693/
© 2017 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/). Funded by
SCOAP
3
.
282 M. Endo et al. / Physics Letters B 771 (2017) 281–287
the gauge independence even numerically because a stable numer-
ical
implementation proposed so far requires ξ =1.
In
this letter, we show a procedure to integrate out the field
fluctuations, which gives rise to a manifestly gauge invariant ex-
pression
of the decay rate overcoming the difficulties mentioned
above. In the current study, we concentrate on the case where
1. the
gauge symmetry is U (1),
2
2. there is only one charged scalar field which affects the de-
cay
of the false vacuum,
3. the
U(1) symmetry is spontaneously broken in the false vac-
uum.
More
general cases, in particular, the case where the U (1) symme-
try
is preserved at the false vacuum, is discussed in [27].
First,
let us explain the set up of our analysis. The Euclidean
Lagrangian is given by
L =
1
4
F
μν
F
μν
+[(∂
μ
+ig A
μ
)
†
][(∂
μ
−ig A
μ
)]
+
V +L
G.F.
+L
ghost
, (2)
where A
μ
is the gauge field, F
μν
= ∂
μ
A
ν
− ∂
ν
A
μ
, and V is the
scalar potential. In addition, L
G.F.
and L
ghost
are the gauge-fixing
term and the terms containing FP ghosts (denoted as c and
¯
c),
respectively. We use the following gauge-fixing function
3
:
F = ∂
μ
A
μ
−2ξ g(Re)(Im) = ∂
μ
A
μ
+
i
2
ξ g(
2
−
†
2
), (3)
with which
L
G.F.
=
1
2ξ
F
2
, (4)
and
L
ghost
=
¯
c
−∂
μ
∂
μ
+ξ g
2
(
2
+
†
2
)
c. (5)
The scalar potential V has true and false vacua. We assume that
the true and false vacua exist at the tree-level; we do not consider
the case where the second vacuum is radiatively generated. The
field configuration of the false vacuum is expressed as
4
(A
μ
,)
false vacuum
=(0, v/
√
2), (6)
with v being a constant which is non-vanishing in this letter.
The
false vacuum decay is dominated by the classical path, so-
called
the bounce [20]. When v =0, the bounce solution, which is
O (4) symmetric [28,29], is given in the following form:
(A
μ
,)
bounce
=(0,
¯
φ(r)/
√
2), (7)
where r ≡
√
x
μ
x
μ
is the radius of the 4D Euclidean space. Here,
the function
¯
φ
is a solution of the classical equation of motion:
∂
2
r
+
3
r
∂
r
− V
→
¯
φ/
√
2
=0, (8)
2
The application of our prescription to the case of non-abelian gauge symmetry
is straightforward.
3
Previous studies used different type of the gauge-fixing functions: ∂
μ
A
μ
−
√
2ξ g
¯
φ
Re, around the bounce (i.e., =
¯
φ/
√
2), and ∂
μ
A
μ
−
√
2ξ gvIm, around
the false vacuum (i.e., = v/
√
2). Expanding the fields around the solution of the
classical equation of motion, we obtain the same gauge-fixing functions as the pre-
vious
studies at least at the one-loop level, although our gauge-fixing function can
be used both around the bounce and around the false vacuum.
4
The field amplitude at the false vacuum (as well as the bounce configuration)
may be shifted due to loop effects; the shifts are ξ -dependent in general. However,
at the one-loop level, the shifts do not affect the extremum values of the effective
action to which the decay rate of the false vacuum is related.
where V
denotes the derivative of the scalar potential with re-
spect
to . It also satisfies the following boundary conditions:
∂
r
¯
φ(
r =0) = 0, (9)
¯
φ(
r =∞) = v. (10)
We assume that
¯
φ
is a real function of r. At r →∞,
¯
φ
settles
on the false-vacuum; in such a limit,
¯
φ
(approximately) obeys the
following equation:
∂
2
r
¯
φ +
3
r
∂
r
¯
φ −
m
2
h
(
¯
φ − v) 0, (11)
where m
h
is the mass of the (massive) scalar boson around the
false vacuum. Then, the asymptotic behavior of
¯
φ
can be expressed
as
¯
φ(
r →∞) v + κ
e
−m
h
r
r
3/2
, (12)
with κ being a constant.
For
the calculation of the decay rate of the false vacuum, it is
necessary to integrate out the fluctuations around the bounce. The
gauge and scalar fields are decomposed around the bounce as
A
μ
=a
μ
,=
1
√
2
¯
φ +
h +iϕ
,
(13)
where the “Higgs” mode h and the “NG” mode ϕ are real fields.
We expand the field fluctuations as
5
a
μ
(x) α
S
(r)
x
μ
r
Y
J ,m
A
,m
B
+α
L
(r)
r
L
∂
μ
Y
J ,m
A
,m
B
+α
T 1
(r)i
μνρσ
V
(1)
ν
L
ρσ
Y
J ,m
A
,m
B
+α
T 2
(r)i
μνρσ
V
(2)
ν
L
ρσ
Y
J ,m
A
,m
B
, (14)
h
(x) α
h
(r)Y
J ,m
A
,m
B
, (15)
ϕ(x) α
ϕ
(r)Y
J ,m
A
,m
B
, (16)
where Y
J,m
A
,m
B
denotes the 4D hyperspherical harmonics; the
eigenvalues of S
2
A
, S
2
B
, S
A,3
S
B,3
(with S
A
and S
B
being gen-
erators
of the rotational group of the 4D Euclidean space, i.e.,
SU(2)
A
× SU(2)
B
) are J ( J + 1), J( J + 1), m
A
, and m
B
, respec-
tively.
Notice that J = 0,
1
2
, 1, ···. In addition, V
(1)
ν
and V
(2)
ν
are
(arbitrary) two independent vectors, L
ρσ
≡
i
√
2
(x
ρ
∂
σ
−x
σ
∂
ρ
), and
L ≡
4 J( J +1). (17)
For J > 0, the fluctuation operator for (α
S
, α
L
, α
ϕ
) is obtained
as
M
(S,L,ϕ)
J
≡
⎛
⎜
⎜
⎜
⎜
⎝
−
J
+
3
r
2
+ g
2
¯
φ
2
−
2L
r
2
2g
¯
φ
−
2L
r
2
−
J
−
1
r
2
+ g
2
¯
φ
2
0
2g
¯
φ
0 −
J
+
(
0
¯
φ)
¯
φ
+ξ
g
2
¯
φ
2
⎞
⎟
⎟
⎟
⎟
⎠
+
1 −
1
ξ
⎛
⎜
⎜
⎜
⎜
⎜
⎝
∂
2
r
+
3
r
∂
r
−
3
r
2
−L
1
r
∂
r
−
1
r
2
0
L
1
r
∂
r
+
3
r
2
−
L
2
r
2
0
000
⎞
⎟
⎟
⎟
⎟
⎟
⎠
,
(18)
5
For notational simplicity, we omit the subscripts J , m
A
, and m
B
from the radial
function α’s, and the summations over J , m
A
, and m
B
are implicit.
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