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Intellectual Property Rights .............................................................................................................................. 10 Foreword ........................................................................................................................................................... 10 Introduction ...................................................................................................................................................... 10 1 Scope ...................................................................................................................................................... 11 2 References .............................................................................................................................................. 11 2.1 Normative references ....................................................................................................................................... 11 2.2 Informative references ...................................................................................................................................... 12 3 Definitions, symbols, abbreviations and coding conventions ................................................................ 13 3.1 Definitions ........................................................................................................................................................ 13 3.2 Symbols ............................................................................................................................................................ 15 3.3 Abbreviations ................................................................................................................................................... 15 3.4 Coding conventions .......................................................................................................................................... 17 4 Physical characteristics........................................................................................................................... 17 4.1 ID-1 UICC ........................................................................................................................................................ 17 4.2 Plug-in UICC .................................................................................................................................................... 17 4.3 Mini-UICC ....................................................................................................................................................... 18 4.4 Environmental conditions for card operation and storage ................................................................................
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ETSI TS 102 221 V8.3.0 (2009-
08)
Technical Specification
Smart Cards;
UICC-
Terminal interface;
Physical and logical characteristics
(Release 8
)
ETSI
ETSI TS 102 221 V8.3.0 (2009
-
08)
2
Release 8
Reference
RTS/SCP-T102221V830
Keywords
smart card
ETSI
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Sous-Préfecture de Grasse (06) N° 7803/88
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Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 2009.
All rights reserved.
DECT
TM
, PLUGTESTS
TM
, UMTS
TM
, TIPHON
TM
, t
he TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
3GPP
TM
is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
LTE™ is a Trade Mark of ETSI currently being registered
for the benefit of its Members and of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI
ETSI TS 102 221 V8.3.0 (2009
-
08)
3
Release 8
Contents
Intellectual Property Rights .............................................................................................................................. 10
Foreword ........................................................................................................................................................... 10
Introduction ...................................................................................................................................................... 10
1 Scope ...................................................................................................................................................... 11
2 References .............................................................................................................................................. 11
2.1 Normative references ....................................................................................................................................... 11
2.2 Informative references ...................................................................................................................................... 12
3 Definitions, symbols, abbreviations and coding conventions ................................................................ 13
3.1 Definitions ........................................................................................................................................................ 13
3.2 Symbols ............................................................................................................................................................ 15
3.3 Abbreviations ................................................................................................................................................... 15
3.4 Coding conventions .......................................................................................................................................... 17
4 Physical characteristics........................................................................................................................... 17
4.1 ID-1 UICC ........................................................................................................................................................ 17
4.2 Plug-in UICC .................................................................................................................................................... 17
4.3 Mini-UICC ....................................................................................................................................................... 18
4.4 Environmental conditions for card operation and storage ................................................................................ 19
4.4.1 Specific UICC environmental conditions ................................................................................................... 19
4.4.1.1 Temperature range for specific UICC environmental conditions.......................................................... 19
4.4.1.2 High humidity ....................................................................................................................................... 20
4.5 Contacts ............................................................................................................................................................ 20
4.5.1 Provision of contacts ................................................................................................................................... 20
4.5.1.1 Terminal ................................................................................................................................................ 20
4.5.1.2 UICC ..................................................................................................................................................... 20
4.5.2 Contact activation and deactivation ............................................................................................................ 20
4.5.2.1 Contacts assigned by the present document .......................................................................................... 20
4.5.2.2 Optional contacts ................................................................................................................................... 21
4.5.3 Inactive contacts ......................................................................................................................................... 21
4.5.4 Contact pressure .......................................................................................................................................... 21
5 Electrical specifications of the UICC - Terminal interface .................................................................... 21
5.1 Class A operating conditions ............................................................................................................................ 22
5.1.1 Supply voltage Vcc (contact C1) ................................................................................................................ 22
5.1.2 Reset (RST) (contact C2) ............................................................................................................................ 22
5.1.3 Programming voltage Vpp (contact C6) ..................................................................................................... 22
5.1.4 Clock CLK (contact C3) ............................................................................................................................. 23
5.1.5 I/O (contact C7) .......................................................................................................................................... 23
5.2 Class B operating conditions ............................................................................................................................ 23
5.2.1 Supply voltage Vcc (contact C1) ................................................................................................................ 23
5.2.2 Reset (RST) (contact C2) ............................................................................................................................ 24
5.2.3 Clock CLK (contact C3) ............................................................................................................................. 24
5.2.4 I/O (contact C7) .......................................................................................................................................... 24
5.3 Class C operating conditions ............................................................................................................................ 25
5.3.1 Supply voltage Vcc (contact C1) ................................................................................................................ 25
5.3.2 Reset (RST) (contact C2) ............................................................................................................................ 25
5.3.3 Clock CLK (contact C3) ............................................................................................................................. 26
5.3.4 I/O (contact C7) .......................................................................................................................................... 26
6 Initial communication establishment procedures ................................................................................... 26
6.1 UICC activation and deactivation..................................................................................................................... 26
6.2 Supply voltage switching ................................................................................................................................. 27
6.2.1 Supply voltage classes ................................................................................................................................ 27
6.2.2 Power consumption of the UICC during ATR ............................................................................................ 27
6.2.3 Application related electrical parameters .................................................................................................... 28
6.3 Answer To Reset content ................................................................................................................................. 28
ETSI
ETSI TS 102 221 V8.3.0 (2009
-
08)
4
Release 8
6.3.1 Coding of historical bytes ........................................................................................................................... 29
6.3.2 Speed enhancement..................................................................................................................................... 29
6.3.3 Global Interface bytes ................................................................................................................................. 29
6.4 PPS procedure .................................................................................................................................................. 30
6.5 Reset procedures .............................................................................................................................................. 30
6.5.1 Cold reset .................................................................................................................................................... 30
6.5.2 Warm reset .................................................................................................................................................. 30
6.5.3 Reaction to resets ........................................................................................................................................ 31
6.6 Clock stop mode ............................................................................................................................................... 31
6.7 Bit/character duration and sampling time ......................................................................................................... 31
6.8 Error handling .................................................................................................................................................. 31
6.9 Compatibility .................................................................................................................................................... 32
7 Transmission protocols........................................................................................................................... 32
7.1 Physical layer ................................................................................................................................................... 33
7.2 Data link layer .................................................................................................................................................. 33
7.2.1 Character frame .......................................................................................................................................... 33
7.2.1.1 Low impedance I/O line behaviour ....................................................................................................... 34
7.2.2 Transmission protocol T = 0 ....................................................................................................................... 34
7.2.2.1 Timing and specific options for characters in T = 0 .............................................................................. 34
7.2.2.2 Command header .................................................................................................................................. 34
7.2.2.3 Command processing ............................................................................................................................ 35
7.2.2.3.1 Procedure bytes ............................................................................................................................... 35
7.2.2.3.2 Status bytes ...................................................................................................................................... 35
7.2.2.4 Error detection and correction ............................................................................................................... 35
7.2.3 Transmission protocol T = 1 ....................................................................................................................... 36
7.2.3.1 Timing and specific options for blocks sent with T = 1 ........................................................................ 36
7.2.3.1.1 Information field size ...................................................................................................................... 36
7.2.3.1.2 Character waiting integer................................................................................................................. 36
7.2.3.1.3 Character waiting time .................................................................................................................... 36
7.2.3.1.4 Block waiting time .......................................................................................................................... 37
7.2.3.1.5 Block guard time ............................................................................................................................. 37
7.2.3.1.6 Waiting time extension .................................................................................................................... 37
7.2.3.1.7 Error detection code ........................................................................................................................ 37
7.2.3.2 Block frame structure ............................................................................................................................ 37
7.2.3.2.1 Prologue field .................................................................................................................................. 38
7.2.3.2.2 Epilogue field .................................................................................................................................. 39
7.2.3.2.3 Block notations ................................................................................................................................ 39
7.2.3.3 Error free operation ............................................................................................................................... 40
7.2.3.4 Error handling for T = 1 ........................................................................................................................ 40
7.2.3.4.1 Protocol initialization ...................................................................................................................... 41
7.2.3.4.2 Block dependent errors .................................................................................................................... 41
7.2.3.5 Chaining ................................................................................................................................................ 41
7.2.3.5.1 Rules for chaining............................................................................................................................ 42
7.3 Transport layer ................................................................................................................................................. 42
7.3.1 Transportation of an APDU using T = 0 ..................................................................................................... 42
7.3.1.1 Mapping of APDUs to TPDUs .............................................................................................................. 42
7.3.1.1.1 Case 1 .............................................................................................................................................. 43
7.3.1.1.2 Case 2 .............................................................................................................................................. 43
7.3.1.1.3 Case 3 .............................................................................................................................................. 44
7.3.1.1.4 Case 4 .............................................................................................................................................. 45
7.3.1.1.5 Use of procedure bytes '61xx' and '6Cxx' ........................................................................................ 46
7.3.2 Transportation of a APDU using T = 1 ....................................................................................................... 47
7.3.2.1 Case 1 .................................................................................................................................................... 47
7.3.2.2 Case 2 .................................................................................................................................................... 47
7.3.2.3 Case 3 .................................................................................................................................................... 48
7.3.2.4 Case 4 .................................................................................................................................................... 48
7.4 Application layer .............................................................................................................................................. 48
7.4.1 Exchange of APDUs ................................................................................................................................... 49
7.4.2 CAT layer ................................................................................................................................................... 49
7.4.2.1 Proactive command ............................................................................................................................... 49
7.4.2.2 ENVELOPE Commands ....................................................................................................................... 50
ETSI
ETSI TS 102 221 V8.3.0 (2009
-
08)
5
Release 8
8 Application and file structure ................................................................................................................. 51
8.1 UICC application structure ............................................................................................................................... 51
8.2 File types .......................................................................................................................................................... 51
8.2.1 Dedicated files ............................................................................................................................................ 51
8.2.2 Elementary files .......................................................................................................................................... 52
8.2.2.1 Transparent EF ...................................................................................................................................... 52
8.2.2.2 Linear fixed EF ..................................................................................................................................... 52
8.2.2.3 Cyclic EF .............................................................................................................................................. 52
8.2.2.4 BER-TLV structure EF ......................................................................................................................... 53
8.3 File referencing ................................................................................................................................................ 53
8.4 Methods for selecting a file .............................................................................................................................. 53
8.4.1 SELECT by File IDentifier referencing ...................................................................................................... 54
8.4.2 SELECT by path referencing ...................................................................................................................... 55
8.4.3 Short File Identifier (SFI) ........................................................................................................................... 56
8.5 Application characteristics ............................................................................................................................... 56
8.5.1 Explicit application selection ...................................................................................................................... 56
8.5.1.1 SELECT by DF name ........................................................................................................................... 56
8.5.1.2 SELECT by partial DF name ................................................................................................................ 57
8.5.2 Application session activation .................................................................................................................... 57
8.5.3 Application session termination .................................................................................................................. 57
8.5.4 Application session reset ............................................................................................................................ 58
8.5.5 Void ............................................................................................................................................................ 58
8.6 Reservation of file IDs ..................................................................................................................................... 58
8.7 Logical channels ............................................................................................................................................... 59
8.8 Shareable versus not-shareable files ................................................................................................................. 60
8.9 Secure channels ................................................................................................................................................ 60
9 Security features ..................................................................................................................................... 61
9.1 Supported security features .............................................................................................................................. 61
9.2 Security architecture ......................................................................................................................................... 61
9.2.1 Security attributes ....................................................................................................................................... 62
9.2.2 Access mode ............................................................................................................................................... 62
9.2.3 Security condition ....................................................................................................................................... 62
9.2.4 Access rules ................................................................................................................................................ 62
9.2.5 Compact format .......................................................................................................................................... 62
9.2.6 Expanded format ......................................................................................................................................... 63
9.2.7 Access rule referencing ............................................................................................................................... 63
9.3 Security environment ....................................................................................................................................... 64
9.3.1 Definition of the security environment ....................................................................................................... 64
9.3.2 Logical Channels and Security Environment .............................................................................................. 65
9.4 PIN definitions ................................................................................................................................................. 65
9.4.1 Universal PIN ............................................................................................................................................. 65
9.4.2 Application PIN .......................................................................................................................................... 65
9.4.3 Local PIN .................................................................................................................................................... 65
9.4.4 PINs and logical channels ........................................................................................................................... 66
9.5 PIN and key reference relation ship ................................................................................................................. 66
9.5.1 Access condition mapping .......................................................................................................................... 66
9.5.2 PIN status indication ................................................................................................................................... 68
10 Structure of commands and responses ................................................................................................... 69
10.1 Command APDU structure............................................................................................................................... 69
10.1.1 Coding of Class Byte .................................................................................................................................. 69
10.1.2 Coding of Instruction Byte ......................................................................................................................... 71
10.1.3 Coding of parameter bytes .......................................................................................................................... 71
10.1.4 Coding of Lc byte ....................................................................................................................................... 71
10.1.5 Coding of data part ..................................................................................................................................... 71
10.1.6 Coding of Le byte ....................................................................................................................................... 72
10.2 Response APDU structure ................................................................................................................................ 72
10.2.1 Status conditions returned by the UICC ..................................................................................................... 72
10.2.1.1 Normal processing ................................................................................................................................ 72
10.2.1.2 Postponed processing ............................................................................................................................ 72
10.2.1.3 Warnings ............................................................................................................................................... 73
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