Energies 2020, 13, 171 2 of 21
Concerning this, the distributed mechanism is more favorable. While ensuring satisfactory
solutions, it is capable of protecting crucial information of individual entities [
3
]. Two commonly
used distributed methods are game theory [
11
,
12
] and the alternating direction method of multipliers
(ADMM) algorithm [
13
,
14
]. For example, an incentive mechanism using the Nash bargaining solution is
proposed to encourage interaction and sharing among interconnected microgrids in [
15
]. A hierarchical
distributed strategy is proposed in [
13
] to operate interconnected microgrids to increase the overall
infeed of RES. While these methods address the issue of scalability, the coordination signals used
in these methods, e.g., the Lagrange multipliers, do not provide explicit market information in
collaboration [
3
]. Compared with these methods, transactive control (TC) developed in recent years
uses local price as a key operational parameter in collaboration [
16
] and reaches equilibriums over
dynamic and real-time forecasting periods [
17
]. It has been used in several applications, such as the
Grid-SMART demonstration project [
18
] and the PowerMatching City project [
19
], as well as in some
studies on operating systems with high penetration of distributed energy resources [17,20].
While the TC framework has been successfully applied to the optimal operation of IMESs [3,21,22],
two prominent issues still need to be addressed.
First, the existing TC methods usually require a comparable number of iterations to converge [
3
],
which makes it unpractical in respect to communication latency, throughput, and distortion.
Considering the uncertainties and fluctuations of RES output and load demand profile, a collaboration
framework for intra-day or even real-time operation is highly demanded, to better integrate high
penetration of RES and to improve overall energy efficiency. Therefore, much research is needed to
increase the convergence speed [
17
]. While an adaptive scheme has been proposed in [
23
] for power
dispatching among networked microgrids in this aspect, it is not applicable to optimizations with
intertemporal constraints.
Electric or thermal storages are becoming increasingly important in the MES. The second issue is
concerned with constraints that prevent simultaneous charging and discharging of energy storages.
To be specific, existence of these complementarity constraints leads to non-convex optimizations that
are computationally intractable to solve [
24
,
25
]. While researchers in [
22
,
26
–
28
] have illustrated that
these complementarity constraints are redundant under the normal operation mode, an exact definition
of such normal cases is lacking in these studies. Three groups of sufficient conditions are proved
in [
25
]. However, those conditions are not generally suitable for this paper. The simulation case in [
29
]
demonstrates how including a penalty on storage usage in the cost function ensures an equivalent
solution. However, the optimization problem has to be solved twice in this case. Some preliminary
work regarding this issue has been made in our previous paper [
30
] and this paper follows its footstep
to provide proof mathematically and through simulation.
Concerning the above-mentioned issues, a two-stage transactive control framework is proposed
for the collaborative autonomous optimization of multiple interconnected MESs. To be detailed,
“autonomous” implies that each self-governed MES is authorized to conduct optimization to supply
local demand independently; “collaborative” confirms that the IMESs’ benefit as a whole is considered
and obtained jointly; finally, the proposed “two-stage TC framework” guarantees that the collaboration
proceeds in a distributed and scalable manner with a fast convergence speed.
Main contributions of the work are:
•
For the autonomous optimization of each MES, a convexification technique is proposed along with
two sufficient conditions to relax the storage’s complementarity constraint, so that the problem is
formulated as a convex model.
•
For the collaborative optimization of interconnected MESs, a bi-level framework that preserves the
privacy of each MES is proposed wherein the upper-level system coordinator and the lower-level
MES operator exchange incentive/responsive signals with each other.
•
A novel two-stage transactive control framework is further established to reduce the required
iterations so that it applies to intra-day rolling optimizations or even real-time optimizations.
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