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具有许多自由度的量子系统的热态受混沌开始速率的限制,包括李雅普诺夫指数的限制λL≤2π/β。 我们利用这一约束来限制假定的全息CFT的空间以及它们可能成为AdS引力的双重理论。 首先,通过研究无序四点函数,我们讨论了在普通二维全息CFT中λL =2π/β与强耦合下OPE的特性如何相关。 然后我们排除存在单一的,稀疏的二维CFT,这些CFT具有较大的中心电荷和一组更高的有界自旋电流。 这暗示了弱耦合的AdS 3更高的自旋引力的不一致性,而没有无限大的规范场塔,例如SL(N)理论。 这自然适合于高维重力结构,其中高自旋场的有限塔会导致因果关系。 另一方面,具有经典W∞[λ]对称性,对3D Vasiliev或hs [λ]更高自旋重力的单一CFT不违反混沌界,而是不表现出混沌:λL = 0。 这样的理论违反了统一性 λ| > 2.这些结果鼓励对3D Vasiliev理论进行无张力的弦理论解释。
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JHEP10(2016)069
Published for SISSA by Springer
Received: May 23, 2016
Revised: October 8, 2016
Accepted: October 10, 2016
Published: October 13, 2016
Bounding the space of holographic CFTs with chaos
Eric Perlmutter
Department of Physics, Princeton University,
Jadwin Hall, Princeton, NJ 08544, U.S.A.
E-mail: perl@princeton.edu
Abstract: Thermal states of quantum systems with many degrees of freedom are subject
to a bound on the rate of onset of chaos, including a bound on the Lyapunov exponent,
λ
L
≤ 2π/β. We harness this bound to constrain the space of putative holographic CFTs and
their would-be dual theories of AdS gravity. First, by studying out-of-time-order four-point
functions, we discuss how λ
L
= 2π/β in ordinary two-dimensional holographic CFTs is re-
lated to properties of the OPE at strong coupling. We then rule out the existence of unitary,
sparse two-dimensional CFTs with large central charge and a set of higher spin currents of
bounded spin; this implies the inconsistency of weakly coupled AdS
3
higher spin gravities
without infinite towers of gauge fields, such as the SL(N) theories. This fits naturally with
the structure of higher-dimensional gravity, where finite towers of higher spin fields lead to
acausality. On the other hand, unitary CFTs with classical W
∞
[λ] symmetry, dual to 3D
Vasiliev or hs[λ] higher spin gravities, do not violate the chaos bound, instead exhibiting
no chaos: λ
L
= 0. Independently, we show that such theories violate unitarity for |λ| > 2.
These results encourage a tensionless string theory interpretation of the 3D Vasiliev theory.
Keywords: AdS-CFT Correspondence, Conformal and W Symmetry, Higher Spin Grav-
ity
ArXiv ePrint: 1602.08272
Open Access,
c
The Authors.
Article funded by SCOAP
3
.
doi:10.1007/JHEP10(2016)069
JHEP10(2016)069
Contents
1 Introduction and summary 1
1.1 Summary of results 3
2 Chaotic correlators 7
2.1 A bound on chaos 9
2.2 A toy model for violation of the chaos bound 11
3 Chaotic correlators in holographic CFTs 12
3.1 Lessons and implications 17
3.1.1 λ
L
from the vacuum block alone 17
3.1.2 Butterfly velocity in Rindler space 17
3.1.3 On sparseness 18
3.1.4 Are pure theories of AdS
3
gravity chaotic? 19
4 Chaotic destruction of higher spin theories 19
4.1 Chaotic correlators in higher spin 2d CFTs 19
4.2 Chaos for heavy operators in W
N
CFTs 21
4.2.1 Warmup: Virasoro 22
4.2.2 W
N
24
4.2.3 General spins 27
4.3 In the bulk: ruling out AdS
3
higher spin gravities 27
5 Regge behavior in W
∞
[λ] CFTs and 3D Vasiliev theory 30
5.1 Resumming higher spins in W
∞
[λ] 30
5.1.1 Redux: conformal Regge theory 32
5.1.2 Comments 33
5.2 λ
L
= 0 at finite c 35
5.3 No unitary W
∞
[λ] CFTs for λ > 2 37
6 AdS/CFT sans chaos 39
6.1 Chiral CFTs 39
6.2 The D1-D5 CFT 40
6.3 Slightly broken higher spin theories and 1/c corrections 41
7 Discussion 42
A Conformal blocks in the Regge limit 44
B Chaos in N = 4 super-Yang-Mills 45
– i –
JHEP10(2016)069
C More on chaos in W
N
CFTs 47
C.1 N = 4 47
C.2 Arbitrary N 49
D W
∞
[λ] vacuum block for V = f, W = asym
2
49
E W
cl
∞
[λ > 2] is complex 50
1 Introduction and summary
The study of quantum chaos has lent new perspectives on thermal physics of conformal
field theories and gravity [1, 2]. Geometric structure in the bulk may be destroyed by
small perturbations whose effects grow in time and spread in space, otherwise known as
the butterfly effect. This accounts for scrambling by black holes, destroys entanglement,
and, via holography, gives a view into Lorentzian dynamics of conformal field theories at
large central charge [1–18].
Inspired by the classical picture [19], a quantity that has been identified as a sharp
diagnostic of quantum chaos is the out-of-time-order (OTO) four-point correlation function
between pairs of local operators,
hV W (t)V W (t)i
β
. (1.1)
We use a common notation: V sits at t = 0, and the operators are separated in space.
The onset of chaos is seen as an exponential decay in time of this correlator, controlled by
exp(λ
L
t). The rate of onset is set by λ
L
, the Lyapunov exponent. Under certain conditions
that are easily satisfied by many reasonable thermal systems, λ
L
is bounded above by [2]
λ
L
≤
2π
β
. (1.2)
The bound is saturated by Einstein gravity, nature’s fastest scrambler [20]. Understanding
how exactly this bound fits into the broader picture of CFT constraints and their relation
to the emergence of bulk spacetime, and studying the range of chaotic behaviors of CFTs
more generally, are the general goals of this paper.
This work touches on various themes in recent study of conformal field theory and
the AdS/CFT correspondence. The first is the delineation of the space of CFTs. An
abstract CFT is (perturbatively) specified by the spectrum of local operators and their
OPE coefficients: {∆
i
, C
ijk
}. As evidenced by the conformal bootstrap, imposing crossing
symmetry and unitarity leads to powerful constraints on this data. It is not yet known
what the precise relation is between {∆
i
, C
ijk
} and the chaotic properties of a generic CFT,
say, λ
L
. One would like to use OTO correlators to constrain the CFT landscape: given the
existence of a bound on chaos, a natural goal is to exclude certain putative CFTs which
violate it. This tack would provide a Lorentzian approach to the classification of CFTs.
– 1 –
JHEP10(2016)069
The strong form of the AdS/CFT correspondence posits that every CFT is dual to a
theory of quantum gravity in AdS. At the least, a subspace of all CFTs can be mapped via
holography to the space of weakly coupled theories of gravity or string/M-theory in AdS.
Given that string and M-theory are tightly constrained by their symmetries, this suggests
that any consistent CFT possesses a level of substructure over and above the manifest
requirements of conformal symmetry. One might hope to enlist chaos in the quest to “see”
the structure of AdS string or M-theory compactifications from CFT.
At large central charge c and with a sufficiently sparse spectrum of light operators
∆
i
c, a universality emerges: such CFTs appear to be dual to weakly coupled theories
of AdS gravity, that in the simplest cases contain Einstein gravity. These CFTs obey
certain other unobvious constraints: for example, corrections to a − c in four-dimensional
CFTs are controlled by the higher spin spectrum [21]. Identifying the set of sufficient
conditions for the emergence of a local bulk dual is an open problem. There is already
evidence that λ
L
= 2π/β is at least a necessary criterion, but one would like to make a
sharper statement. Explicitly connecting the value of λ
L
with the strong coupling OPE
data would permit a direct derivation of λ
L
= 2π/β from CFT, which is presently lacking
in d > 2 and has been done under certain conditions on the operators V and W in d = 2 [7].
Not all weakly coupled theories of gravity are local: one can, for instance, add higher
spin fields. In AdS
D>3
, there are no-go results: namely, one cannot add a finite number of
either massive or massless higher spin fields, for reasons of causality [21] and — in the case
of massless fields — symmetry [22, 23]. In AdS
3
, the constraints are less strict. For one,
the graviton is non-propagating. Moreover, higher spin algebras, i.e. W-algebras, with a
finite number of currents do exist.
Consider theories which augment the metric with an infinite tower of higher spin gauge
fields. Other than string theory, these include the Vasiliev theories [24–26]; see [27, 28] for
recent reviews. These are famously dual to O(N) vector models in d ≥ 3 CFT dimensions
(and, in d = 3, Chern-Simons deformations thereof [29, 30]). One widely held motivation
for studying the Vasiliev theories in d dimensions is that they morally capture the leading
Regge trajectory of tensionless strings in AdS [31]. For the supersymmetric AdS
3
Vasiliev
theory with so-called shs
2
[λ] symmetry, this is now shown to be literally true [32–34]: CFT
arguments imply that this super-Vasiliev theory forms a closed subsector of type IIB string
theory on AdS
3
× S
3
× T
4
in the tensionless limit, α
0
→ ∞. More generally, it is unclear
whether other, e.g. non-supersymmetric, Vasiliev theories are UV complete, or whether
they can always be viewed as a consistent subsector of a bona fide string theory.
In AdS
3
, there seem to be other consistent theories of higher spin gravity: to every W-
algebra arising as the Drinfeld-Sokolov construction of a Lie algebra G, one can associate
a pure higher spin gravity in AdS
3
cast as a G × G Chern-Simons theory. This builds on
the original observation that general relativity in AdS
3
can be written in this fashion with
G = SL(2, R) [35, 36]. Such pure Chern-Simons theories have been studied in the context
of AdS/CFT, especially for G = SL(N, R) and G = hs[λ]. The former contains a single
higher spin gauge field at every integer spin 2 ≤ s ≤ N which generate an asymptotic
W
N
symmetry [37]. The latter, a one-parameter family labeled by λ, contains one higher
spin gauge field at every integer spin s ≥ 2 which generate an asymptotic W
∞
[λ] symme-
– 2 –
JHEP10(2016)069
try [38–40]. The 3D Vasiliev theory [26] contains the hs[λ] theory as a closed subsector. All
of these theories should be viewed as capturing the universal dynamics of their respective
W-algebras at large central charge. These theories have been studied on the level of the
construction of higher spin black holes and their partition functions (e.g. [41–44]), entangle-
ment and R´enyi entropies and Wilson line probes (e.g. [45–51]), conformal blocks [51, 52],
and flat space limits [53], among other things.
To introduce dynamics, one would like to consistently couple these pure higher spin
theories to matter, or embed them into string theory. However, it is far from clear that these
SL(N)-type theories, with finite towers of higher spin gauge fields, are not pathological.
The notion of a finite tower of higher spin fields feels quite unnatural, and is highly unlikely
to descend from string theory. A heuristic argument is that in a tensionless limit α
0
→ ∞,
all operators on the lowest Regge trajectory would become massless, not only a finite set;
then if we are guided by the principle that every CFT is dual to (some limit of) a string
theory in AdS, or by some milder notion of string universality [54, 55], the notion of a
holographic, unitary 2d CFT with a finite number of higher spin currents seems suspicious.
As an empirical matter, the only known construction of a fully nonlinear AdS
3
higher spin
gravity coupled to matter that is consistent with unitarity is the Vasiliev theory, which has
an infinite tower of higher spin currents; likewise, there are no known W
N
CFTs with the
aforementioned properties.
In this paper, we will initiate a systematic treatment of chaotic OTO correlators in
CFTs with weakly coupled holographic duals. We will realize some of the goals mentioned
above. Our results are in the spirit of the conformal bootstrap program: we exclude regions
of the CFT landscape by imposing consistency properties on correlation functions. In our
setting, we are working with Lorentzian, out-of-time-order correlators, relating dynamical
statements about the development of quantum chaos and scrambling in thermal systems [1,
2] to the question of UV completeness. Our work has a similar flavor to [56, 57], which
uses the Lorentzian bootstrap to enforce causality in shock wave backgrounds.
1.1 Summary of results
Our basic philosophy is, following [7], to study OTO four-point functions of the form (1.1)
in d-dimensional CFTs by computing vacuum four-point functions, and performing a con-
formal transformation to a thermal state. In d > 2, this yields the Rindler thermal state.
In d = 2, this yields the thermal state of the CFT on a line with arbitrary β. In the large
c limit, we diagnose chaos by looking at planar correlators; in particular, we study their
Regge limits. A conformal transformation leads to an OTO correlator of the form
hV W (t)V W (t)i
β
hV V i
β
hW (t)W (t)i
β
≈ 1 +
e
λ
L
t
c
f(x) + . . . (1.3)
It follows that in these thermal states, the chaotic properties of the CFT can in principle
be inferred from OPE data at O(1/c). In this paper, we make this concrete. (This last
statement assumes that V and W are light operators, with conformal dimensions paramet-
rically less than c, but we will also treat the case of V and W being heavy in d = 2, with
similar results.)
– 3 –
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