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文库首页网络技术网络基础Massive MIMO Networks, Spectral, Energy, and Hardware Efficiency.pdf

Massive MIMO Networks, Spectral, Energy, and Hardware Efficiency...

MIMO

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关于MIMO技术在频域、功耗等方面的效率的研究。作者来自林雪平大学和诺基亚公司。

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Massive MIMO Networks:

Spectral, Energy, and Hardware Eﬃciency

Emil Björnson

Linköping University

emil.bjornson@liu.se

Jakob Hoydis

Bell Labs, Nokia

jakob.hoydis@nokia.com

Luca Sanguinetti

University of Pisa

luca.sanguinetti@unipi.it

 2017 E. Björnson, J. Hoydis and L. Sanguinetti

Version of record:

Emil Björnson, Jakob Hoydis and Luca Sanguinetti (2017), “Massive

MIMO Networks: Spectral, Energy, and Hardware Eﬃciency”, Foundations and Trends



in Signal Processing: Vol. 11, No. 3-4, pp 154–655. DOI: 10.1561/2000000093.

Simulation code and supplementary material: https://massivemimobook.com

Printed books: Available from now Publishers Inc., http://www.nowpublishers.com

This is the authors’ version of the manuscript. See the above version of record for the

ﬁnal published manuscript. Date of this version: May 28, 2019.

“Massive MIMO is an essential topic in the ﬁeld of future cellular

networks. I have not seen any other book which can compete at that

level of detail and scientiﬁc rigor. I liked the didactic style, coming back

to root deﬁnitions (cellular networks, spectral eﬃciency, channel models,

and so forth) which will be very useful to PhD students and others

starting in this area. The models are very well explained and justiﬁed

as opposed to being imposed out of nowhere. This makes the reading

particularly pleasant and rich. Overall, a great tool to researchers and

practitioners in the ﬁeld.”

David Gesbert, EURECOM

“This book provides a modern presentation of the state-of-the-art for

Massive MIMO communication. It includes a comprehensive treatment

of mathematical tools for analyzing and understanding Massive MIMO

networks. The authors provide an enlightening introduction to the topic,

suitable for graduate students and professors alike. The book starts

with the basic deﬁnitions and culminates in a systematic treatment of

spectral and energy eﬃciency. Of particular interest, the book provides

an updated assessment of the performance limiting factors, showing for

example that pilot contamination is not a fundamental limitation.”

Robert W. Heath Jr., The University of Texas at Austin

Contents

1 Introduction and Motivation 158

1.1 Cellular Networks . . . . . . . . . . . . . . . . . . . . . . 160

1.2 Deﬁnition of Spectral Eﬃciency . . . . . . . . . . . . . . . 167

1.3 Ways to Improve the Spectral Eﬃciency . . . . . . . . . . 173

1.4 Summary of Key Points in Section 1 . . . . . . . . . . . . 214

2 Massive MIMO Networks 216

2.1 Deﬁnition of Massive MIMO . . . . . . . . . . . . . . . . 216

2.2 Correlated Rayleigh Fading . . . . . . . . . . . . . . . . . 222

2.3 System Model for Uplink and Downlink . . . . . . . . . . 226

2.4 Basic Impact of Spatial Channel Correlation . . . . . . . . 228

2.5 Channel Hardening and Favorable Propagation . . . . . . . 231

2.6 Local Scattering Spatial Correlation Model . . . . . . . . . 235

2.7 Summary of Key Points in Section 2 . . . . . . . . . . . . 243

3 Channel Estimation 244

3.1 Uplink Pilot Transmission . . . . . . . . . . . . . . . . . . 244

3.2 MMSE Channel Estimation . . . . . . . . . . . . . . . . . 248

3.3 Impact of Spatial Correlation and Pilot Contamination . . 254

3.4 Computational Complexity and Low-Complexity Estimators 264

3.5 Data-Aided Channel Estimation and Pilot Decontamination 271

3.6 Summary of Key Points in Section 3 . . . . . . . . . . . . 274

4 Spectral Eﬃciency 275

4.1 Uplink Spectral Eﬃciency and Receive Combining . . . . . 275

4.2 Alternative UL SE Expressions and Key Properties . . . . . 301

4.3 Downlink Spectral Eﬃciency and Transmit Precoding . . . 316

4.4 Asymptotic Analysis . . . . . . . . . . . . . . . . . . . . . 335

4.5 Summary of Key Points in Section 4 . . . . . . . . . . . . 351

5 Energy Eﬃciency 353

5.1 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . 354

5.2 Transmit Power Consumption . . . . . . . . . . . . . . . . 357

5.3 Deﬁnition of Energy Eﬃciency . . . . . . . . . . . . . . . 362

5.4 Circuit Power Consumption Model . . . . . . . . . . . . . 375

5.5 Tradeoﬀ Between Energy Eﬃciency and Throughput . . . 390

5.6 Network Design for Maximal Energy Eﬃciency . . . . . . . 395

5.7 Summary of Key Points in Section 5 . . . . . . . . . . . . 401

6 Hardware Eﬃciency 403

6.1 Transceiver Hardware Impairments . . . . . . . . . . . . . 404

6.2 Channel Estimation with Hardware Impairments . . . . . . 413

6.3 Spectral Eﬃciency with Hardware Impairments . . . . . . 419

6.4 Hardware-Quality Scaling Law . . . . . . . . . . . . . . . 439

6.5 Summary of Key Points in Section 6 . . . . . . . . . . . . 449

7 Practical Deployment Considerations 451

7.1 Power Allocation . . . . . . . . . . . . . . . . . . . . . . . 452

7.2 Spatial Resource Allocation . . . . . . . . . . . . . . . . . 468

7.3 Channel Modeling . . . . . . . . . . . . . . . . . . . . . . 482

7.4 Array Deployment . . . . . . . . . . . . . . . . . . . . . . 500

7.5 Millimeter Wavelength Communications . . . . . . . . . . 522

7.6 Heterogeneous Networks . . . . . . . . . . . . . . . . . . 527

7.7 Case Study . . . . . . . . . . . . . . . . . . . . . . . . . . 537

7.8 Summary of Key Points in Section 7 . . . . . . . . . . . . 546

Acknowledgements 548

Appendices 549

A Notation and Abbreviations 550

B Standard Results 558

B.1 Matrix Analysis . . . . . . . . . . . . . . . . . . . . . . . 558

B.2 Random Vectors and Matrices . . . . . . . . . . . . . . . 563

B.3 Properties of the Lambert W Function . . . . . . . . . . . 567

B.4 Basic Estimation Theory . . . . . . . . . . . . . . . . . . 567

B.5 Basic Information Theory . . . . . . . . . . . . . . . . . . 572

B.6 Basic Optimization Theory . . . . . . . . . . . . . . . . . 575

C Collection of Proofs 579

C.1 Proofs in Section 1 . . . . . . . . . . . . . . . . . . . . . 579

C.2 Proofs in Section 3 . . . . . . . . . . . . . . . . . . . . . 591

C.3 Proofs in Section 4 . . . . . . . . . . . . . . . . . . . . . 593

C.4 Proofs in Section 5 . . . . . . . . . . . . . . . . . . . . . 609

C.5 Proofs in Section 6 . . . . . . . . . . . . . . . . . . . . . 612

References 621

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