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Windows Certification Program
Hardware Certification Policies and Processes
January 7, 2014
Abstract
This paper provides information about the Windows Hardware Certification Program.
It contains high-level guidelines on certification testing and product submission
policies, and useful business process requirements. This document has been updated
to reflect new processes and policies for the launch of Windows 8.1
Document History
Date
Change
January 7, 2014
Submission fees removed. Updated Touch Device
Resubmission instructions. Addition of Graphic Adapter Test
Optimization Procedure.
November 22, 2013
Added links to certification newsletter and certification blog.
July 3, 2013
Updated for Windows 8.1, Server 2012 R2, and the revised
HCK for Windows 8.1. Added contingency policy and
simplified Windows 8 testing. New fees for submissions are
documented.
November 13, 2012
Added Windows RT connected devices, specialized PC,
updated details for multifunction device testing and docking
stations.
October 26, 2012
Updated testing fees for Windows 8 and Windows
Server 2012.
Added information on the policy for using previously certified
motherboards in client systems.
May 10, 2012
Added information on Signature-only policies, UEFI
requirements, and server testing requirements.
Additional edits for style and clarity.
February 28, 2012
First publication

Windows Certification Program - 2
January 7, 2014
© 2014 Microsoft. All rights reserved.
Disclaimer: This document is provided "as-is". Information and views expressed in this document, including
URL and other Internet website references, may change without notice. Some information relates to pre-
released product, which may be substantially modified being commercially released. Microsoft makes no
warranties, express or implied, with respect to the information provided here. You bear the risk of using it.
This document does not provide you with any legal rights to any intellectual property in any Microsoft
product. You may copy and use this document for your internal, reference purposes.
© 2014 Microsoft. All rights reserved.
DirectX, Microsoft, MSDN, Windows, Windows Server, and Windows Vista are trademarks of the Microsoft
group of companies. All other trademarks are property of their respective owners.

Windows Certification Program - 3
January 7, 2014
© 2014 Microsoft. All rights reserved.
Contents
Introduction....................................................................................................................5
Overview of Windows Hardware Certification...............................................................5
General certification concepts, policies, and processes.................................................6
How requirements are defined and tested................................................................6
Turning a positive test result into certification ..........................................................7
Product Types.............................................................................................................7
Testing optional features and functionality ...............................................................8
How do I know what requirements my product needs to meet? ..............................8
What if my product type is not automatically discovered? .......................................8
“Other” products and conditional certification .........................................................8
General certification testing policies..............................................................................9
General testing guidance ...........................................................................................9
Testing all features and functionality.......................................................................10
Seeking Windows HCK support ................................................................................10
Correcting false test failures with errata..................................................................10
Contingencies...........................................................................................................11
Merging test results into a single submission or project .........................................12
Submission requirements.............................................................................................13
Legal agreements .....................................................................................................13
Essential agreements...........................................................................................13
Optional agreements ...........................................................................................13
Symbol files ..............................................................................................................14
Listing products ........................................................................................................14
Product naming........................................................................................................15
Naming restrictions..............................................................................................15
Product name details...........................................................................................15
Post-certification requirements ...................................................................................16
Certification and support obligation lifetime...........................................................16
Audits .......................................................................................................................17
Audit selection and product procurement ..........................................................17
Response to observed audit failures....................................................................17
Submissions types that don't require complete testing...............................................18
Reseller submissions ................................................................................................18
Driver update acceptable.........................................................................................18
Conditions where a DUA is acceptable ................................................................19
Conditions for a DUA ...........................................................................................19
Submissions for device driver maintenance ............................................................19
Acceptable device changes without resubmitting ...................................................19
Simplified submissions for Windows 8.....................................................................20
Testing policies for devices...........................................................................................21
Device family testing ................................................................................................21
Definition of family ..............................................................................................21
Determining when to consider a group of devices as a separate family .............21
Portable device families.......................................................................................24
Network media device families............................................................................25
Multifunction devices...............................................................................................26
Special cases for multifunction devices ...............................................................27

Windows Certification Program - 4
January 7, 2014
© 2014 Microsoft. All rights reserved.
Testing devices with multiple connectivity ..............................................................28
Switched-mode devices ...........................................................................................28
Windows RT connected device certification and testing .........................................28
Testing exception for network media devices and routers .................................29
Para-virtualization drivers ........................................................................................29
Touch device testing ................................................................................................31
Touch Device Resubmission and Multi-source Subcomponents..............................31
Graphic Adapters Test Optimization Procedure...........................................................32
Testing policies for client systems ................................................................................33
Certified components...............................................................................................33
Digital signature policy for systems..........................................................................33
Systems and the use of Signature-only components ...............................................34
System form-factor definitions ................................................................................34
Using previously certified motherboards in client systems .....................................35
Specialized PCs .........................................................................................................36
Testing a docking station designed for the system ..................................................37
System family testing and updates that require a new submission.........................37
Testing GPUs across different GPU families ........................................................38
Using Distributed Testing for System Family Testing...........................................38
Touch device ........................................................................................................39
Sensors.................................................................................................................39
UEFI requirements for systems and devices.................................................................39
UEFI configuration for system certification..............................................................39
UEFI client system required for device testing.........................................................40
UEFI and Server systems ..........................................................................................40
Testing policies for server system ................................................................................41
Up-level and down-level certification policies for Windows Server 2012 and
Windows Server 2012 R2 .........................................................................................41
Run Server tests on physical hardware ....................................................................41
Rules that control server system testing and retesting ...........................................41
Closing comments ........................................................................................................42

Windows Certification Program - 5
January 7, 2014
© 2014 Microsoft. All rights reserved.
Introduction
Welcome to the Windows Certification Program for Windows 8.1. This document
updates earlier versions to reflect the changes in the program brought about by
Windows 8.1, Windows Server 2012 R2 and the Windows Hardware Certification Kit
for Windows 8.1.
This document contains the business policies to prepare products for Windows 8.1
and Windows Server 2012 R2 for use with x86/x64-based systems and successfully
certify those products. The policies for certifying devices for Windows RT are
included. The policies and processes for testing and submitting Windows RT systems
are covered in a separate document.
For clarification, contact sysdev@microsoft.com with any questions.
Overview of Windows Hardware Certification
The Windows Certification Program is the primary channel that we use to
communicate to the partner community the core expectations that Windows places
on devices, kernel-affecting software, and systems so that those products can
successfully and seamlessly integrate into Windows. This communication starts with
the core tenets and user scenarios that drove Windows design. Those design
principles translate into a set of features that cover fundamentals, connectivity, and
device-specific features. These design features are codified as discrete requirements
which define what Windows expects from the various components and connected
devices. A device designed to meet the requirements will be reliable, stable, efficient
in power and performance, and provide a great Windows experience.
The program is unique in the industry in terms of the detail and engineering tools
that can freely provide to build, test, secure, and maintain products for success in the
Windows environment. No other program provides access to in the field telemetry to
facilitate end-user support and quality assurance, nor as powerful a method to
deliver software, driver and certain firmware updates to end-users to correct
identified problems or allow new features to be embraced.
Partners can self-assess how their products comply with certification requirements by
using the tests in the Windows Hardware Certification Kit (HCK). The current version
of the Windows HCK is named the Windows HCK for Windows 8.1. The Windows HCK
for Windows 8.1 supports testing all actively certified versions of Windows and
contains significant enhancements to encourage efficient testing practices, such as
early and focused testing, distributed testing and merged multifunction device
fundamental testing. Not all requirements are testable in an automated fashion, and
automated testing can't fully assure absolute compliance with the requirements, so
we continue to analyze the end-user experience and improve the tools over time.
Certification is a public statement of confidence from us that the tested device, filter
driver, or system works well with Windows. Certification benefits include:
� Signing the device drivers.
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